ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
71
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X Investor Warning X Speech X Reference X Credit Rating Agencies X Corporate Finance X Guidelines and Technical standards X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/01/2013 2013/87 2013 CRA supervision and policy work plan Credit Rating Agencies Reference PDF
114.95 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
72.7 KB
31/10/2016 2016/1529 ANNEX Annex I- Template for the assessment of collective suitability Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
54.43 KB
14/10/2021 ESMA24-436-15 Annex to the Opening Statement ECON Hearing 14 October 2021 Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance Speech PDF
415.73 KB
27/03/2020 ESMA31-69-263 Application form CSFC CWG Corporate Finance Reference DOCX
40.09 KB
04/12/2017 ESMA31-69-163 FORM Application form for CFSC CWG Corporate Disclosure, Corporate Finance Reference DOCX
34.73 KB
06/11/2020 ESMA32-65-293 Application form for CFSC CWG Corporate Disclosure, Corporate Finance Reference DOCX
35.57 KB
04/12/2015 2015/1408 rev Application form for Corporate Finance Consultative Working Group Corporate Disclosure, Corporate Finance Reference DOCX
38.7 KB
27/03/2020 ESMA31-69-261 Call for expression of interest CFSC CWG 2020 Corporate Finance Reference PDF
133.21 KB
06/11/2020 ESMA32-65-292 Call for expression of interest CFSC CWG 2020 Corporate Finance Reference PDF
132.09 KB
04/12/2015 2015/1407 rev Call for expression of interest- Renewal of the Corporate Finance Consultative Working Group Corporate Disclosure, Corporate Finance Reference PDF
186.07 KB
04/12/2017 ESMA31-69-163 Call for expressions of interest for the Consultative Working Group of ESMA’s Corporate Finance Standing Committee (CFSC) Corporate Disclosure, Corporate Finance Reference PDF
275.59 KB
18/05/2018 ESMA33-9-226 CRA Technical Committee Terms of Reference Credit Rating Agencies Reference
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet Credit Rating Agencies, Supervisory convergence, Trade Repositories Reference PDF
122.09 KB
16/12/2013 2013/1933 CRAs’ Market share calculation according to Article 8d of the CRA Regulation Credit Rating Agencies Reference PDF
181.17 KB
22/12/2014 2014/1583 Credit Rating Agencies’ 2014 market share calculations for the purposes of Article 8d of the CRA Regulation Credit Rating Agencies Reference PDF
330 KB		 One of the objectives of the CRA Regulation is to increase competition in the markets for credit ratings by encouraging issuers to use smaller credit rating agencies. To this end, Article 8d(1) of the CRA Regulation states that where issuers or related third parties intend to appoint at least two CRAs to rate an issuance or entity, they shall consider appointing at least one CRA with no more than 10% of the total market share. They will consider this where the issuer or related third party finds that such a CRA is capable of rating the relevant issuance or entity and there is such a CRA available to rate the issuance or entity in question. Where it is not possible to appoint at least one CRA with no more than 10% of the total market share, the issuer or related third party shall document this. The obligations in Article 8d are supervised and enforced at national level by sectoral competent authorities. To help issuers and related third parties carry out this evaluation, Article 8d(2) of the CRA Regulation requires ESMA to publish a list of CRAs registered in the European Union (EU) on its website every year, indicating their total market share and the types of credit ratings issued.
23/07/2018 ESMA41-137-1144 Danske- PUBLIC NOTICE Credit Rating Agencies Reference PDF
81.01 KB
08/08/2014 2014/869 ES Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA Guidelines and Technical standards Reference PDF
727.22 KB
28/03/2019 ESMA-41-356-14 ESMA fine Fitch France Credit Rating Agencies Reference PDF
432.67 KB
29/04/2022 ESMA42-646012687-331 ESMA Guidelines Corporate Information, Guidelines and Technical standards Reference XLSX
66.09 KB

Pages