ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/05/2022 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 341.26 KB |
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| 06/05/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 367.89 KB |
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| 09/03/2022 | ESMA90-1-163 | Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System | Brexit, International cooperation | Reference | PDF 630.61 KB |
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| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
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| 14/02/2022 | ESAFinEdu Highlights | Joint ESAs financial education conference 2022- Highlights | Joint Committee, MiFID - Investor Protection | Reference | PDF 318.78 KB |
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| 02/02/2022 | ESMA35-43-2900 | Supervisory briefing in relation to firms using tied agents in the MiFID II framework | MiFID - Investor Protection | Reference | PDF 198.53 KB |
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| 31/01/2022 | JC 2022 03 | Joint ESAs thematic repository of national financial education initiatives on digitalisation | Joint Committee, MiFID - Investor Protection | Reference | PDF 4.99 MB |
Joint ESAs thematic repository of national financial education initiatives on digitalisation - with a specific focus on cybersecurity, scams and fraud |
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| 31/01/2022 | ESAs Financial Education event | Joint ESAs high-level conference on financial education | Joint Committee, MiFID - Investor Protection | Reference | PDF 258.84 KB |
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| 28/01/2022 | ESMA70-156-4978 reply form | Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Reference | DOCX 418.16 KB |
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| 07/01/2022 | ESMA35-30-703 | Call for expression of interest: CWG of ESMA's IPISC | MiFID - Investor Protection | Reference | PDF 188.91 KB |
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| 04/01/2022 | JC 2021 56 | Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 91.78 KB |
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| 14/12/2021 | ESMA32-380-143 | National thresholds for shareholder identification under the revised SRD | Corporate Finance, Corporate Governance | Reference | PDF 130.51 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 18/11/2021 | ESMA35-30-703 application form | Application form- IPISC CWG renewal 2021 | MiFID - Investor Protection | Reference | DOCX 37.46 KB |
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| 30/09/2021 | ESMA35-43-2836 response form | Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Reference | DOCX 771.39 KB |
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| 09/09/2021 | ESACD 2021 | Programme for the joint ESA Consumer Day 2021 | Innovation and Products, Joint Committee, MiFID - Investor Protection | Reference | PDF 159.66 KB |
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| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 02/08/2021 | CFA IPI 27/07/2021 | Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection | MiFID - Investor Protection | Reference | PDF 178.79 KB |
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| 15/07/2021 | ESMA70-156-4731 | Response form for the Consultation Paper on MAR Guidelines | Market Abuse | Reference | DOCX 753.44 KB |
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| 02/07/2021 | ESMA35-36-2319 | Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Reference | XLSX 70.83 KB |