ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
31
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (8) Apply Joint Committee filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Credit Rating Agencies (6) Apply Credit Rating Agencies filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Abuse (3) Apply Market Abuse filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (3) Apply Short Selling filter
- Transparency (3) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market Integrity (1) Apply Market Integrity filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Final Report (365) Apply Final Report filter
- Press Release (328) Apply Press Release filter
- Reference (293) Apply Reference filter
- Consultation Paper (283) Apply Consultation Paper filter
- Letter (143) Apply Letter filter
- CESR Document (109) Apply CESR Document filter
- Guidelines & Recommendations (96) Apply Guidelines & Recommendations filter
- Opinion (82) Apply Opinion filter
- Speech (74) Apply Speech filter
- Statement (73) Apply Statement filter
- Report (51) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (24) Apply Technical Advice filter
- Annual Report (21) Apply Annual Report filter
- Compliance table (18) Apply Compliance table filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Decision (3) Apply Decision filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Q&A X Technical Standards X MiFID - Investor Protection X Securitisation X Corporate Governance X Post Trading X CESR Archive X Securities Financing Transactions X Innovation and Products X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 19/03/2021 | ESA 2021 12 | Joint ESA QAs BM | Post Trading | Q&A | PDF 219.07 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
||||
| 02/10/2015 | 2015/1481 | Final Report Draft technical standards on the Clearing Obligation – Index Credit Derivatives | Post Trading | Technical Standards | PDF 781.24 KB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 | Final Report CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 467.07 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 01/10/2014 | 2014/1184 | Final report on ESMA's draft technical standards on the Clearing Obligation for Interest Rate OTC Derivatives | Post Trading | Technical Standards | PDF 1.17 MB |