ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
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| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
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| 03/06/2013 | 2013-614 | ESMA’s technical advice on short selling regulation | Short Selling | Technical Advice | PDF 2.3 MB |
Final Report 2013/614 ESMA‘s technical advice on the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | |||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
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| 28/02/2013 | 2013/267 | Contracts for Difference (CFDs) | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 389.45 KB |
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| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
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| 07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
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| 07/02/2014 | 2014/154 | Risks of investing in complex products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 404.08 KB |
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| 07/02/2014 | 2014/154 BG | Рискове от инвестиране в комплексни продукти | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 287.57 KB |
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| 07/02/2014 | 2014/154 CS | Rizika investování do složitých produktů | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 501.58 KB |
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| 07/02/2014 | 2014/154 DA | Risici ved investering i komplekse produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 460.24 KB |
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| 07/02/2014 | 2014/154 DE | Risiken bei Anlagen in komplexe Produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 301.1 KB |
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| 07/02/2014 | 2014/154 EL | Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 407.92 KB |
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| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
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| 07/02/2014 | 2014/154 ET | Keerukatesse toodetesse investeerimisega kaasnevad riskid | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 401.62 KB |
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| 07/02/2014 | 2014/154 FI | Monimutkaisiin tuotteisiin sijoittamisen riskit | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 414.7 KB |
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| 07/02/2014 | 2014/154 FR | Risques liés aux investissements dans les produits complexes | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 334.79 KB |
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| 07/02/2014 | 2014/154 HR | Rizici ulaganja u kompleksne proizvode | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 487.67 KB |