ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
132
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Integrity filter Market Integrity
- Corporate Disclosure (215) Apply Corporate Disclosure filter
- CESR Archive (178) Apply CESR Archive filter
- Post Trading (147) Apply Post Trading filter
- MiFID - Secondary Markets (118) Apply MiFID - Secondary Markets filter
- Corporate Information (104) Apply Corporate Information filter
- Joint Committee (99) Apply Joint Committee filter
- Fund Management (83) Apply Fund Management filter
- IAS Regulation (79) Apply IAS Regulation filter
- Board of Supervisors (62) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (57) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Planning reporting budget (47) Apply Planning reporting budget filter
- CCP Directorate (45) Apply CCP Directorate filter
- Credit Rating Agencies (45) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (45) Apply IFRS Supervisory Convergence filter
- Management Board (44) Apply Management Board filter
- International cooperation (42) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Sustainable finance (37) Apply Sustainable finance filter
- Securitisation (36) Apply Securitisation filter
- European Single Electronic Format (30) Apply European Single Electronic Format filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- Market Abuse (23) Apply Market Abuse filter
- Corporate Finance (21) Apply Corporate Finance filter
- Transparency (21) Apply Transparency filter
- Prospectus (20) Apply Prospectus filter
- Procurement (17) Apply Procurement filter
- Trading (17) Apply Trading filter
- Audit (16) Apply Audit filter
- Trade Repositories (16) Apply Trade Repositories filter
- Short Selling (13) Apply Short Selling filter
- Careers (12) Apply Careers filter
- Guidelines and Technical standards (12) Apply Guidelines and Technical standards filter
- ESMA newsletter (11) Apply ESMA newsletter filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Brexit (7) Apply Brexit filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Corporate Governance (5) Apply Corporate Governance filter
- COVID-19 (4) Apply COVID-19 filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Crowdfunding (3) Apply Crowdfunding filter
- Speeches (3) Apply Speeches filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Opinion (95) Apply Opinion filter
- Guidelines & Recommendations (85) Apply Guidelines & Recommendations filter
- Press Release (60) Apply Press Release filter
- Consultation Paper (48) Apply Consultation Paper filter
- Statement (47) Apply Statement filter
- Speech (44) Apply Speech filter
- Final Report (37) Apply Final Report filter
- Report (31) Apply Report filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (14) Apply Compliance table filter
- Decision (9) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Q&A X Technical Standards X Letter X Reference X MiFID - Investor Protection X Innovation and Products X Benchmarks X Market Integrity X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
||||
| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
||||
| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
||||
| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
||||
| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
||||
| 02/07/2021 | ESMA35-36-2319 | Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Reference | XLSX 70.83 KB |
||||
| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
||||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
||||
| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
||||
| 08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
||||
| 18/11/2021 | ESMA35-30-703 application form | Application form- IPISC CWG renewal 2021 | MiFID - Investor Protection | Reference | DOCX 37.46 KB |
||||
| 18/12/2017 | ESMA65-8-5306 | Benchmarks attributes | Benchmarks | Reference | PDF 229.87 KB |
||||
| 15/03/2018 | 15-03-2018 | Big Data Factsheet | Innovation and Products | Reference | PDF 750.34 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
bgendadeelenenhrhuitenlvmtplroslsvnlptfiskes | |||
| 11/12/2019 | ESMA70-154-1504 | Briefing BMR Recognition application | Benchmarks | Reference | PDF 91.65 KB |
||||
| 02/08/2021 | CFA IPI 27/07/2021 | Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection | MiFID - Investor Protection | Reference | PDF 178.79 KB |
||||
| 25/05/2021 | ESMA-50-164-4518 response form | Call for evidence on digital finance- response form | Innovation and Products | Reference | DOCX 749.6 KB |
||||
| 04/01/2022 | ESMA70-156-4957 | Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting | Innovation and Products, MiFID - Secondary Markets | Reference | PDF 570.54 KB |
||||
| 04/01/2022 | ESMA70-156-4957 | Call for evidence- DLT Pilot Regime- response form | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 777.34 KB |