ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
59
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Prospectus filter Prospectus
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Speeches (156) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- Fund Management (30) Apply Fund Management filter
- MiFID - Secondary Markets (30) Apply MiFID - Secondary Markets filter
- Post Trading (27) Apply Post Trading filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Corporate Information (14) Apply Corporate Information filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Joint Committee (11) Apply Joint Committee filter
- Brexit (10) Apply Brexit filter
- Transparency (7) Apply Transparency filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Abuse (5) Apply Market Abuse filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (5) Apply Securitisation filter
- Short Selling (5) Apply Short Selling filter
- Corporate Finance (4) Apply Corporate Finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (567) Apply Guidelines & Recommendations filter
- Reference (130) Apply Reference filter
- Press Release (71) Apply Press Release filter
- Opinion (67) Apply Opinion filter
- Consultation Paper (57) Apply Consultation Paper filter
- Final Report (56) Apply Final Report filter
- Statement (45) Apply Statement filter
- Compliance table (43) Apply Compliance table filter
- Report (41) Apply Report filter
- Letter (34) Apply Letter filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (9) Apply Technical Advice filter
- SMSG Advice (5) Apply SMSG Advice filter
- Annual Report (3) Apply Annual Report filter
- Decision (3) Apply Decision filter
- CESR Document (2) Apply CESR Document filter
Your filters
Q&A X Technical Standards X Speech X MiFID - Investor Protection X Innovation and Products X Benchmarks X Prospectus X Guidelines and Technical standards X Sustainable finance X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 29/10/2015 | 2015/1615 | Steven Maijoor speech at ECN | Innovation and Products, Speeches | Speech | PDF 261.75 KB |
||||
| 10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
| 07/01/2016 | 2015/1912 | Opening Speech by J Servais, President of FSMA | Innovation and Products | Speech | PDF 162.44 KB |
||||
| 07/01/2016 | 2015/1915 | Closing Speech by V Ross, ESMA FI Day | Innovation and Products | Speech | PDF 100.54 KB |
||||
| 30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |
||||
| 17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |
||||
| 24/11/2016 | 2016/1613 | Regulation and DLT: Working to Strike the Right Balance | Innovation and Products, Speeches | Speech | PDF 164.72 KB |
||||
| 02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
| 07/03/2016 | 2016/345 | Financial Innovation towards a balanced regulatory response- Speech by V. Ross | Innovation and Products, Speeches | Speech | PDF 138.83 KB |
||||
| 26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
| 14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
| 14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |