ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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| 26/03/2018 | ESMA35-43-1000 | Additional information on the agreed product intervention measures relating to contracts for differences and binary options | MiFID - Investor Protection | Reference | PDF 202.01 KB |
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| 07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
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| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
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| 30/01/2019 | ESMA22-105-661 | Agenda for open hearing on sustainable finance | Sustainable finance | Reference | PDF 129.15 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 02/07/2021 | ESMA35-36-2319 | Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Reference | XLSX 70.83 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
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| 09/01/2019 | ESMA50-157-1384 | Annex- Legal qualification of crypto-assets – survey to NCAs | Innovation and Products | Reference | PDF 905.31 KB |
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| 15/02/2022 | ESMA32-384-5357 | Annex- Response to EC targeted consultation on the Listing Act | Market Abuse, MiFID - Investor Protection, Prospectus | Reference | PDF 836.77 KB |
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| 08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
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| 18/11/2021 | ESMA35-30-703 application form | Application form- IPISC CWG renewal 2021 | MiFID - Investor Protection | Reference | DOCX 37.46 KB |
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| 18/12/2017 | ESMA65-8-5306 | Benchmarks attributes | Benchmarks | Reference | PDF 229.87 KB |
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| 15/03/2018 | 15-03-2018 | Big Data Factsheet | Innovation and Products | Reference | PDF 750.34 KB |
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| 27/03/2019 | ESMA35-43-1862 | BO Renewal Decision 3 Notice | MiFID - Investor Protection | Reference | PDF 83.42 KB |
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| 11/12/2019 | ESMA70-154-1504 | Briefing BMR Recognition application | Benchmarks | Reference | PDF 91.65 KB |
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| 02/08/2021 | CFA IPI 27/07/2021 | Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection | MiFID - Investor Protection | Reference | PDF 178.79 KB |
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| 04/04/2022 | ESMA30-379-1022 | Call for candidates on Consultative Working Group of ESMA’s Coordination Network on Sustainability (CNS) | Sustainable finance | Reference | PDF 161.67 KB |
ESMA is seeking candidates for its newly established Consultative Working Group (CWG) of the Coordination Network on Sustainability (CNS). The CWG will have approximately 20 members, selected for a renewable term of two years, and will be composed of experts in sustainable finance. ESMA is particularly interested in applications from experts representing institutional and retail investors, investment managers, investment services providers, issuers, benchmarks administrators, credit and ESG ratings providers, auditors, third-party verifiers, data providers, financial innovation players, market infrastructures and non-governmental organisations, think tanks or research units, with expertise in the field of sustainable finance. Interested experts are invited to apply by 11 May 2022. |
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| 25/05/2021 | ESMA-50-164-4518 response form | Call for evidence on digital finance- response form | Innovation and Products | Reference | DOCX 749.6 KB |