ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
92
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Fund Management filter Fund Management
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Innovation and Products filter Innovation and Products
- MiFID - Secondary Markets (92) Apply MiFID - Secondary Markets filter
- Short Selling (35) Apply Short Selling filter
- Market Integrity (34) Apply Market Integrity filter
- Post Trading (24) Apply Post Trading filter
- COVID-19 (12) Apply COVID-19 filter
- Supervisory convergence (12) Apply Supervisory convergence filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Joint Committee (8) Apply Joint Committee filter
- CESR Archive (7) Apply CESR Archive filter
- Brexit (6) Apply Brexit filter
- Prospectus (5) Apply Prospectus filter
- Securitisation (5) Apply Securitisation filter
- Corporate Information (4) Apply Corporate Information filter
- Benchmarks (3) Apply Benchmarks filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (193) Apply Guidelines & Recommendations filter
- Reference (135) Apply Reference filter
- Press Release (88) Apply Press Release filter
- Consultation Paper (85) Apply Consultation Paper filter
- Final Report (60) Apply Final Report filter
- Speech (49) Apply Speech filter
- Report (45) Apply Report filter
- Statement (43) Apply Statement filter
- Letter (37) Apply Letter filter
- Compliance table (27) Apply Compliance table filter
- Investor Warning (27) Apply Investor Warning filter
- Technical Advice (13) Apply Technical Advice filter
- Technical Standards (6) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- Decision (3) Apply Decision filter
- SMSG Advice (3) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
Q&A X Opinion X Fund Management X Market Abuse X Innovation and Products X MiFID - Investor Protection X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/05/2022 | ESMA70-449-501 | Opinion ITS insider lists | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 1.76 MB |
||||
| 02/05/2022 | ESMA70-449-497 | Opinion RTS liquidity contracts for SME Growth Market issuers | Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Opinion | PDF 849.59 KB |
||||
| 17/12/2021 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.57 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 684.79 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 08/06/2021 | ESMA35-43-2524 | ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM | MiFID - Investor Protection | Opinion | PDF 267.28 KB |
||||
| 31/05/2021 | ESMA70-155-11961 | Opinion on AMF AMP | Market Abuse, Market Integrity | Opinion | PDF 1.77 MB |
||||
| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
||||
| 08/04/2020 | ESMA35-43-2320 | ESMA opinion under article 43(2) MiFIR (HU_BO) | MiFID - Investor Protection | Opinion | PDF 110.81 KB |
||||
| 08/04/2020 | ESMA35-43-2321 | ESMA opinion under article 43(2) MiFIR (HU_CFD) | MiFID - Investor Protection | Opinion | PDF 113.32 KB |
||||
| 03/02/2020 | ESMA35-43-2171 | ESMA opinion under article 43(2) MiFIR (NO_CFD) | MiFID - Investor Protection | Opinion | PDF 123.35 KB |
||||
| 03/02/2020 | ESMA35-43-2172 | ESMA opinion under article 43(2) MiFIR (NO_BO) | MiFID - Investor Protection | Opinion | PDF 107.2 KB |
||||
| 31/01/2020 | ESMA70-155-7850 | Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) | Market Abuse | Opinion | PDF 407.58 KB |
||||
| 30/09/2019 | ESMA-35-43-1982 | ESMA opinion under Article 43(2) MiFIR (CY_CFD) | MiFID - Investor Protection | Opinion | PDF 115.93 KB |
||||
| 19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
| 27/08/2019 | ESMA-35-43-2062 | ESMA opinion under Article 43(2) MiFIR (SI_BO) | MiFID - Investor Protection | Opinion | PDF 100.66 KB |
||||
| 27/08/2019 | ESMA-35-43-2063 | ESMA opinion under Article 43(2) MiFIR (SI_CFD) | MiFID - Investor Protection | Opinion | PDF 100.96 KB |
||||
| 31/07/2019 | ESMA-35-43-2054 | ESMA opinion under Article 43(2) MiFIR (HU_CFDs) | MiFID - Investor Protection | Opinion | PDF 104.66 KB |
||||
| 31/07/2019 | ESMA-35-43-1995 | ESMA opinion under Article 43(2) MiFIR (PL_CFD) | MiFID - Investor Protection | Opinion | PDF 120.29 KB |