ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
31
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securitisation filter Securitisation
- (-) Remove Transparency filter Transparency
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Post Trading (50) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (34) Apply Fund Management filter
- Supervisory convergence (29) Apply Supervisory convergence filter
- Joint Committee (24) Apply Joint Committee filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- Innovation and Products (16) Apply Innovation and Products filter
- MiFID - Secondary Markets (16) Apply MiFID - Secondary Markets filter
- Prospectus (12) Apply Prospectus filter
- Sustainable finance (11) Apply Sustainable finance filter
- Corporate Information (10) Apply Corporate Information filter
- Market Abuse (9) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (8) Apply CESR Archive filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Market Integrity (7) Apply Market Integrity filter
- Benchmarks (6) Apply Benchmarks filter
- CCP Directorate (6) Apply CCP Directorate filter
- Trade Repositories (6) Apply Trade Repositories filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Short Selling (4) Apply Short Selling filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Q&A filter Q&A
- Reference (86) Apply Reference filter
- Press Release (65) Apply Press Release filter
- Consultation Paper (45) Apply Consultation Paper filter
- Guidelines & Recommendations (44) Apply Guidelines & Recommendations filter
- Final Report (32) Apply Final Report filter
- Statement (25) Apply Statement filter
- Decision (23) Apply Decision filter
- Letter (15) Apply Letter filter
- Speech (12) Apply Speech filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (6) Apply Annual Report filter
- Opinion (5) Apply Opinion filter
- CESR Document (2) Apply CESR Document filter
- Compliance table (1) Apply Compliance table filter
Your filters
Q&A X Report X Technical Advice X Transparency X Securitisation X Securities Financing Transactions X Credit Rating Agencies X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
||||
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
| 20/12/2017 | ESMA33-5-209 | CRA Market Share Calculation 2017 | Credit Rating Agencies | Report | PDF 1012.23 KB |
||||
| 10/01/2020 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 446.77 KB |
||||
| 05/02/2016 | 2016/234 | ESMA’s supervision of credit rating agencies and trade repositories- 2015 annual report and 2016 work plan. | Credit Rating Agencies, Trade Repositories | Report | PDF 2.08 MB |
The European Securities and Markets Authority’s (ESMA) annual report and work programme has been prepared according to Article 21 of Regulation 1060/2009 on credit rating agencies as amended (the CRA Regulation) and Article 85 of Regulation 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR). It highlights the direct supervisory activities carried out by ESMA during 2015 regarding credit rating agencies (CRAs) and trade repositories (TRs) and outlines ESMA’s main priorities in these areas for 2016. ESMA adopts a risk-based approach to the supervision of CRAs and TRs in accordance with its overall objectives of promoting financial stability and orderly markets and enhancing investor protection. This risk-based approach requires the analysis of information from a variety of sources and the application of multiple supervisory tools including day-to-day supervision, cycle of engagement meetings with supervised entities, on-site inspections and dedicated investigations. In order to build on the expertise that ESMA has developed through its supervision of CRAs and TRs, ESMA created a single Supervision Department in November 2015. ESMA intends to draw on the best practices identified from the supervision of both types of entity to further enhance its supervisory effectiveness in future. |
|||
| 17/05/2011 | 2011/144 | Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs | Credit Rating Agencies | Technical Advice | PDF 1.72 MB |
||||
| 30/09/2020 | ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | PDF 430.48 KB |
||||
| 16/07/2018 | ESMA33-128-477 | Final Report on STS notification | Securitisation | Report | PDF 1.5 MB |
||||
| 16/07/2018 | ESMA33-128-473 | Final Report- Draft RTS on authorisation of firms providing STS verification services | Securitisation | Report | PDF 593.91 KB |
||||
| 05/10/2020 | ESMA33-128-1001_ | Final Report_Guidelines on Portability of Information between Securitisation Repositories | Securitisation | Report | PDF 279.02 KB |
||||
| 13/11/2018 | ESMA33-128-505 | Final Technical Advice Securitisation Repositories Fees | Securitisation | Technical Advice | PDF 570.74 KB |
||||
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 22/12/2021 | ESMA80-416-197 | Report on CRA Market Share Calculation 2021 | Credit Rating Agencies | Report | PDF 494.35 KB |
||||
| 03/02/2017 | ESMA80-1467488426-27 | Supervision Annual Report 2016 and Work Programme 2017 | Credit Rating Agencies, Trade Repositories | Report | PDF 2.49 MB |