ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Prospectus filter Prospectus
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Transparency filter Transparency
- (-) Remove Brexit filter Brexit
- (-) Remove Corporate Governance filter Corporate Governance
- Corporate Information (80) Apply Corporate Information filter
- CESR Archive (24) Apply CESR Archive filter
- MiFID - Secondary Markets (17) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Joint Committee (11) Apply Joint Committee filter
- Fund Management (10) Apply Fund Management filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Supervisory convergence (8) Apply Supervisory convergence filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Market Abuse (5) Apply Market Abuse filter
- Management Board (4) Apply Management Board filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securitisation (3) Apply Securitisation filter
- Short Selling (3) Apply Short Selling filter
- Benchmarks (2) Apply Benchmarks filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Innovation and Products (1) Apply Innovation and Products filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- Reference (74) Apply Reference filter
- Statement (50) Apply Statement filter
- Press Release (49) Apply Press Release filter
- Letter (29) Apply Letter filter
- Final Report (27) Apply Final Report filter
- Consultation Paper (24) Apply Consultation Paper filter
- Report (20) Apply Report filter
- Speech (18) Apply Speech filter
- Opinion (7) Apply Opinion filter
- Guidelines & Recommendations (6) Apply Guidelines & Recommendations filter
- Compliance table (4) Apply Compliance table filter
- Decision (4) Apply Decision filter
- SMSG Advice (4) Apply SMSG Advice filter
- CESR Document (3) Apply CESR Document filter
- Technical Advice (3) Apply Technical Advice filter
Your filters
Q&A X Annual Report X Technical Standards X Transparency X Trade Repositories X Prospectus X Brexit X Sustainable finance X Corporate Governance X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. |