ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
53
REFINE YOUR SEARCH
Sections
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Corporate Information filter Corporate Information
- CESR Archive (191) Apply CESR Archive filter
- Post Trading (76) Apply Post Trading filter
- Fund Management (52) Apply Fund Management filter
- Credit Rating Agencies (40) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (38) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (37) Apply MiFID - Investor Protection filter
- Joint Committee (31) Apply Joint Committee filter
- Corporate Disclosure (22) Apply Corporate Disclosure filter
- Prospectus (17) Apply Prospectus filter
- Market Abuse (15) Apply Market Abuse filter
- Securitisation (11) Apply Securitisation filter
- Market Integrity (10) Apply Market Integrity filter
- Short Selling (10) Apply Short Selling filter
- Trading (9) Apply Trading filter
- Innovation and Products (7) Apply Innovation and Products filter
- Trade Repositories (6) Apply Trade Repositories filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- Market data (4) Apply Market data filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Brexit (2) Apply Brexit filter
- Crowdfunding (2) Apply Crowdfunding filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- COVID-19 (1) Apply COVID-19 filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (561) Apply Guidelines & Recommendations filter
- Reference (213) Apply Reference filter
- Press Release (84) Apply Press Release filter
- Annual Report (78) Apply Annual Report filter
- Final Report (63) Apply Final Report filter
- Report (43) Apply Report filter
- Compliance table (40) Apply Compliance table filter
- Statement (40) Apply Statement filter
- Speech (35) Apply Speech filter
- Letter (25) Apply Letter filter
- Opinion (8) Apply Opinion filter
- Decision (6) Apply Decision filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Q&A X Technical Advice X Consultation Paper X Sustainable finance X CCP Directorate X Supervisory convergence X Guidelines and Technical standards X Corporate Information X Benchmarks X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/09/2016 | 2016/1406 | Draft technical standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 1.67 MB |
||||
| 28/10/2016 | 2016/1529 | Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Consultation Paper | PDF 1.13 MB |
||||
| 15/02/2016 | 2016/288 | Discussion Paper Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 1017.02 KB |
||||
| 27/05/2016 | 2016/723 | Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Consultation Paper | PDF 905.26 KB |
||||
| 31/05/2016 | 2016/732 | Guidelines on participant default rules and procedures under CSDR | Guidelines and Technical standards, Post Trading | Consultation Paper | PDF 450.56 KB |
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures. Contents Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines. Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines. Next Steps ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016. |
|||
| 29/09/2017 | 70-145-105 | Draft Guidelines on non-significant benchmarks | Benchmarks, Guidelines and Technical standards | Consultation Paper | PDF 557.29 KB |
||||
| 05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
||||
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 26/03/2020 | ESMA70-151-2852 | Consultation Report PTRR Services- Article 85(3a) of EMIR | Post Trading, Supervisory convergence | Consultation Paper | PDF 537.27 KB |
||||
| 23/10/2020 | ESMA70-151-3023 | Consultation Paper on Article 15 and 49 EMIR | CCP Directorate | Consultation Paper | PDF 581.02 KB |
||||
| 23/10/2020 | ESMA70-151-3076 | Consultation Paper on Guidelines under Article 21 of EMIR | CCP Directorate | Consultation Paper | PDF 409.12 KB |
||||
| 18/11/2021 | ESMA70-151-3239 | Consultation Paper on Draft RTS on safeguards for clients and indirect clients (Article 63(2) of the CCPRRR) | CCP Directorate | Consultation Paper | PDF 399.21 KB |
||||
| 12/07/2021 | ESMA70-151-3244 | CP Draft RTS 2nd SITG methodology | CCP Directorate | Consultation Paper | PDF 757.42 KB |