ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
60
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Finance filter Corporate Finance
- CESR Archive (190) Apply CESR Archive filter
- Post Trading (77) Apply Post Trading filter
- Fund Management (64) Apply Fund Management filter
- MiFID - Secondary Markets (50) Apply MiFID - Secondary Markets filter
- Guidelines and Technical standards (49) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (47) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- Joint Committee (35) Apply Joint Committee filter
- CCP Directorate (22) Apply CCP Directorate filter
- Prospectus (17) Apply Prospectus filter
- Supervisory convergence (15) Apply Supervisory convergence filter
- Benchmarks (13) Apply Benchmarks filter
- Market Integrity (11) Apply Market Integrity filter
- Securitisation (10) Apply Securitisation filter
- Trading (9) Apply Trading filter
- Transparency (8) Apply Transparency filter
- Innovation and Products (7) Apply Innovation and Products filter
- Trade Repositories (7) Apply Trade Repositories filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Corporate Governance (4) Apply Corporate Governance filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Market data (4) Apply Market data filter
- Brexit (2) Apply Brexit filter
- Corporate Information (2) Apply Corporate Information filter
- Crowdfunding (2) Apply Crowdfunding filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- COVID-19 (1) Apply COVID-19 filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Letter (196) Apply Letter filter
- Reference (103) Apply Reference filter
- Press Release (53) Apply Press Release filter
- Final Report (50) Apply Final Report filter
- Opinion (45) Apply Opinion filter
- Statement (41) Apply Statement filter
- Guidelines & Recommendations (33) Apply Guidelines & Recommendations filter
- Report (30) Apply Report filter
- Speech (18) Apply Speech filter
- Decision (7) Apply Decision filter
- Technical Advice (6) Apply Technical Advice filter
- SMSG Advice (5) Apply SMSG Advice filter
- CESR Document (4) Apply CESR Document filter
- Annual Report (3) Apply Annual Report filter
Your filters
Q&A X Technical Standards X Compliance table X Consultation Paper X Corporate Disclosure X Corporate Finance X Short Selling X Sustainable finance X Market Abuse X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
26/01/2011 | 2011/35 | Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Consultation Paper | PDF 3.85 MB |
||||
15/07/2002 | 02-089b | CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive | Market Abuse | Consultation Paper | PDF 213.95 KB |
||||
04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 138.03 KB |
||||
04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 177.87 KB |
||||
14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
26/09/2014 | 2014/1186 | Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive | Prospectus, Corporate Disclosure | Consultation Paper | PDF 670.42 KB |
ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex I. Comments are most helpful if they:• respond to the question stated;• indicate the specific question to which they relate;• contain a clear rationale; and• describe any alternatives ESMA should consider.ESMA will consider all comments received by 19 December 2014. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. Publication of responses All contributions received will be published following the close of the consultation, unless you request otherwise. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. A confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make not to disclose the response is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection Information on data protection can be found at www.esma.europa.eu under the heading ‘Legal Notice’.Who should read this paper This document will be of interest to all stakeholders. It would primarily be of interest to investors, issuers, offerors or persons asking for admission to trading on a regulated market, as well as to any market participant who is affected by Directive 2003/71/EC of 4 November 2003 (the Prospectus Directive) as amended by Directive 2010/73/EU and Directive 2010/78/EU and its Regulation (Commission Regulation (EC) No 809/2004) and Delegated Regulations (Commission Delegated Regulation (EC) No 486/2012, No 862/2012, No 759/2013 and No 1392/2014. | |||
13/07/2018 | ESMA31-62-996 | Consultation Paper on Guidelines on Risk Factors | Corporate Finance | Consultation Paper | PDF 833.24 KB |
||||
15/07/2021 | ESMA70-156-3934 | Consultation Paper on MAR GLs on delay in the disclosure of inside information and interactions with prudential supervision | Market Abuse | Consultation Paper | PDF 530.81 KB |
||||
13/07/2018 | ESMA31-62-962 | Consultation Paper on minimum information content for prospectus exemption | Corporate Finance | Consultation Paper | PDF 1.6 MB |
||||
07/07/2017 | ESMA70-145-127 | Consultation paper on the evaluation of the short-selling regulation | Market Integrity, Short Selling | Consultation Paper | PDF 1.46 MB |
||||
24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
||||
10/11/2011 | 2011/373 | Consultation paper- Considerations of materiality in financial reporting | Corporate Disclosure, IFRS Supervisory Convergence | Consultation Paper | PDF 170.93 KB |
||||
05/11/2020 | ESMA30-379-325 | Consultation Paper- Draft advice to EC under Article 8 of the Taxonomy Regulation | Sustainable finance | Consultation Paper | PDF 1.79 MB |
||||
28/01/2016 | 2016/162 | Consultation paper- Draft Guidelines on the Market Abuse Regulation | Market Abuse, Market Integrity | Consultation Paper | PDF 406.76 KB |
||||
15/07/2014 | 2014/808 | Consultation Paper- Draft technical advice on possible delegated acts concerning the Market Abuse Regulation (MAR) | Market Abuse | Consultation Paper | PDF 656.69 KB |
The European Securities and Markets Authority (ESMA) invites comments on all matters set out in this consultation paper and, in particular, on the specific questions listed in Annex I. Comments are most helpful if they: indicate the number of the question to which the comment relates; respond to the question stated; contain a clear rationale, including on any related costs and benefits; and describe any alternatives ESMA should consider. Comments should reach us by Wednesday 15 October 2014. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input/Consultations’.Publication of responses All contributions received will be published following the end of the consultation period, unless otherwise requested. Please clearly and prominently indicate in your submission any part you do not wish to be publically disclosed. A standard confidentiality statement in an email message will not be treated as a request for non-disclosure. Note also that a confidential response may be requested from us in accordance with ESMA’s rules on access to documents. We may consult you if we receive such a request. Any decision we make is reviewable by ESMA’s Board of Appeal and the European Ombudsman.Data protection Information on data protection can be found at www.esma.europa.eu under the heading ‘Disclaimer’.Who should read this paper?This paper may be specifically of interest to any investor that deals in financial instruments and emission allowances subject to the Market Abuse Regulation, issuers of instruments in the scope of the Regulation, financial intermediaries, operators of trading venues and participants in the emission allowance market. |