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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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08/10/2010 | 10-1264c | ACTE D’ENGAGEMENT- PRESTATIONS DE MISSION DE MAITRISE D’OEUVRE POUR L’AGENCEMENT DES NOUVEAUX LOCAUX DU CESR A PARIS | CESR Archive | CLOSED Procedure | PDF 134.85 KB |
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05/01/2017 | PROC/2016/27 | Adaptation of the building sectors for the extension of ESMA premises | Procurement | CLOSED Procedure | PDF 102.14 KB |
This tender procedure is for “Adaptation of the building sectors for the extension of ESMA premises”: |
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18/02/2015 | 2015/319 | Addendum Consultation Paper- MiFID II/MiFIR | MiFID - Secondary Markets | Consultation Paper | PDF 2.78 MB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017. | |||
30/10/2014 | JC/2014/01 add | Addendum to Joint CP on draft ITS on the mapping of ECAIs | Joint Committee | Consultation Paper | PDF 157.22 KB |
The Joint Committee of the three European Supervisory Authorities (EBA, ESMA and EIOPA - ESAs) published today an addendum to the joint consultation on the mapping of the credit assessments to risk weights of External Credit Assessment Institutions (ECAIs). The addendum provides further details on the application of the rules proposed in the draft Implementing Technical Standards (ITS) in relation to particular ECAIs and is to be considered as an extension of the consultation process. The consultation period will be reopened until 30 November 2014 in order to collect additional comments. In line with the specifications included in the joint Consultation Paper published in February 2014, this addendum contains the individual mapping tables of all relevant ECAIs. The proposed mappings establish the level of capital that financial institutions should hold in order to ensure the safety and soundness of the EU financial system. These draft mappings are based on the amount of objective information available for each ECAI regarding the performance of its credit ratings. Therefore, the draft mappings mainly reflect the historical ability of ECAIs to anticipate negative credit events. For those cases where only a small number of credit ratings were available, the draft mappings have to a large extent relied on alternative information; whereas, when no relevant information was found, a certain degree of prudence has been applied. Furthermore, the addendum contains some additional aspects resulting from the cost-benefit/impact assessment analysis. The analysis shows that the proposals for the largest ECAIs are not expected to have a significant impact on financial institutions in terms of capital requirements. Only in very specific cases the average capital requirement associated with a particular ECAI might increase by up to 10%. In the case of ECAIs that currently have no mapping established, the impact is expected to reflect the true risk profile of the rated entities. In addition, the EBA also published the individual draft mapping reports that illustrate how the rules proposed in the draft ITS were applied. The draft mappings will be reviewed in light of any comments received during the consultation process. Consultation process The consultation deadline is 30 November 2014 and responses can be submitted here. All contributions received will be published following the close of the consultation, unless requested otherwise. Draft Mapping Reports | |||
19/12/2002 | 02-286 | Addendum to the Consultation Paper (Ref. CESR/02-185b) on CESR's advice on possible Level 2 Implementing Measures for the Proposed Prospectus Directive | CESR Archive | Consultation Paper | PDF 292.63 KB |
CESR publishes today an addendum to the consultation paper released in October 2002 (Ref. CESR/02-185b) on possible detailed technical measures needed to implement the proposed directive on Prospectus to be published when securities are offered to the public or admitted to trading. This addendum is a complementary paper to the consultation paper on some outstanding disclosure requirements which are relevant in the context of the measures that are being developed on the basis of a provisional mandate given to CESR by the European Commmission on 18 March 2002 (published on 27 march 2002). | |||
23/03/2005 | Addendum | Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive | CESR Archive | Consultation Paper | PDF 307.55 KB |
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01/12/2004 | Addendum 2004/39/EC | Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. | CESR Archive | Consultation Paper | PDF 114.41 KB |
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06/05/2003 | 03-128 | Additional Draft Technical Advice on Level 2 Implementing measures for the proposed Prospectus Directive | CESR Archive | Consultation Paper | PDF 325.47 KB |
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR | |||
27/05/2003 | 03-066b Annexes | Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice | CESR Archive | Consultation Paper | PDF 270.69 KB |
Draft Annexes A, B, C, D, E, F, G and H of the Technical Advice (Ref. CESR/03-066b). | |||
25/04/2003 | 03-066b | Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice | CESR Archive | Consultation Paper | PDF 200 KB |
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR | |||
24/05/2013 | 2013/599 | AIFM reporting XSD schema and samples | Fund Management | Consultation Paper | ZIP 29.41 KB |
The CP setting out draft ESMA’s guidelines on reporting obligations under Articles 3 and 24 of the AIFMD (ESMA/2013/592) is supplemented by AIFM reporting XSD schema and samples that AIFMs will have to use to report the information under Articles 3 and 24 to their national competent authorities. ESMA is also seeking feedback from stakeholders on these documents | |||
04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
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13/07/2018 | ESMA70-156-357 | Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) | Consultation Paper | PDF 1019.47 KB |
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11/03/2005 | 05-164 Annex 1 | Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID | CESR Archive | Consultation Paper | PDF 180.14 KB |
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21/03/2005 | 05-164 Annex 2 | Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID | CESR Archive | Consultation Paper | PDF 208.07 KB |
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21/03/2005 | 05-164 Annex 3 | Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Amsterdam | CESR Archive | Consultation Paper | PDF 18.08 KB |
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21/03/2005 | 05-164 Annex 4 | Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Brussels | CESR Archive | Consultation Paper | PDF 15.23 KB |
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21/03/2005 | 05-164 Annex 5 | Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Lisbon | CESR Archive | Consultation Paper | PDF 14.96 KB |
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21/03/2005 | 05-164 Annex 6 | Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Paris | CESR Archive | Consultation Paper | PDF 23.2 KB |
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24/03/2005 | 05-164 Annex 7 | Annex 7 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Ireland | CESR Archive | Consultation Paper | PDF 14.1 KB |