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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|25/05/2022||ESMA71-102-173||ESMA Q&As- list of questions currently under development||Supervisory convergence||Reference||XLSX
|20/05/2022||ESMA65-8-6560||Technical Reporting Instructions- CSDR Article 9- Internalised Settlement Reporting||Post Trading||Reference||PDF
|20/05/2022||ESMA65-8-7109||Technical Reporting Instructions CSDR Article 7 – Settlement Fails Reporting||Post Trading||Reference||PDF
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|13/05/2022||ESMA42-110-812||Notifications of Compliance with Guidelines – Overview Table||Guidelines and Technical standards||Reference||XLSX
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/05/2022||ESMA70-151-887||CSDR List of relevant authorities- Article 12||Post Trading||Reference||PDF
|02/05/2022||ESMA70-155-11635||CSD Register||Post Trading||Reference||PDF
|29/04/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|25/04/2022||ESMA70-151-2218||Public Register for the Clearing Obligation under EMIR||Post Trading||Reference||PDF
|11/04/2022||ESMA70-447-1897||CSDR Settlement Fails Reporting- List of SSS IDs and SSS Names||Post Trading||Reference||XLSX
|05/04/2022||ESMA91-372-2125||Letter Chair ESMA response to EC consultation on targeted EMIR Review||CCP Directorate, Post Trading||Letter||PDF
|25/03/2022||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||Post Trading||Reference||PDF
|01/02/2022||ESMA70-451-110||Letter to the EC- Clearing obligation for PSAs||Post Trading||Letter||PDF
|31/01/2022||ESMA70-156-5292||Trading Venues with the Highest Turnover for Bonds||Post Trading||Reference||XLSX
|14/01/2022||ESMA70-151-3061||Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR||Post Trading, Supervisory convergence||Reference||PDF
|20/12/2021||ESMA70-156-5257||Trading Venues with the Highest Turnover for Bonds- for CSDR Cash Penalties Calculation [TEMPLATE]||Post Trading||Reference||XLSX
|20/12/2021||ESMA65-8-6905||CSDR7 Settlements Fails XML Schema||Post Trading||Reference||ZIP
|17/12/2021||ESRB/2021/0104||Redacted ESRB response letter to ESMAs consultation||CCP Directorate, Post Trading, Press Releases||Reference||PDF