ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
74
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Management Board filter Management Board
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Corporate Disclosure (177) Apply Corporate Disclosure filter
- CESR Archive (102) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (101) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (88) Apply Corporate Information filter
- IAS Regulation (77) Apply IAS Regulation filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- MiFID - Secondary Markets (31) Apply MiFID - Secondary Markets filter
- Joint Committee (30) Apply Joint Committee filter
- Fund Management (25) Apply Fund Management filter
- Sustainable finance (18) Apply Sustainable finance filter
- Audit (15) Apply Audit filter
- Credit Rating Agencies (14) Apply Credit Rating Agencies filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Transparency (9) Apply Transparency filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Prospectus (8) Apply Prospectus filter
- Market Abuse (7) Apply Market Abuse filter
- Corporate Finance (6) Apply Corporate Finance filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (4) Apply Innovation and Products filter
- Market Integrity (4) Apply Market Integrity filter
- Securitisation (4) Apply Securitisation filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- International cooperation (1) Apply International cooperation filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- (-) Remove SMSG Advice filter SMSG Advice
- Guidelines & Recommendations (574) Apply Guidelines & Recommendations filter
- Reference (272) Apply Reference filter
- Press Release (146) Apply Press Release filter
- Final Report (134) Apply Final Report filter
- Opinion (113) Apply Opinion filter
- Report (100) Apply Report filter
- Consultation Paper (97) Apply Consultation Paper filter
- Statement (72) Apply Statement filter
- Compliance table (48) Apply Compliance table filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Speech (36) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Decision (23) Apply Decision filter
- Technical Advice (23) Apply Technical Advice filter
- Q&A (19) Apply Q&A filter
Your filters
Letter X Technical Standards X SMSG Advice X Annual Report X Management Board X Short Selling X Guidelines and Technical standards X Corporate Governance X Post Trading X Supervisory convergence X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID - Investor Protection X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 15/06/2022 | ESMA22-439-962 | 2021 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 10.64 MB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
| 13/11/2015 | 2015/1674 | Cover letter to COM- EMIR Technical Standards | Post Trading | Letter | PDF 28.51 KB |
||||
| 06/10/2014 | 20141002 | CSDR mandates | Post Trading | Letter | PDF 43.4 KB |
||||
| 30/03/2012 | 2012/228 | Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps | Short Selling | Technical Standards | PDF 1.02 MB |
Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March on short selling and certain aspects of credit default swaps (the Regulation) requires ESMA to develop draft regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European Commission by 31 March 2012. The Commission has three months to decide whether to endorse ESMAs draft technical standards. A further regulatory technical standard, on the method of calculation of the fall in value of a financial instrument required under Article 24(8) of the Regulation will be submitted together with the technical advice in the course of April 2012. | |||
| 18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
|||
| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
||||
| 31/07/2014 | Markt/G3/GW/bh ARES(2014) | EC letter to ESMA on classification of financial instruments | Post Trading | Letter | PDF 60.84 KB |
The European Commission has written to ESMA regarding the definition of a financial instrument relating to foreign currency (FX contract). |
|||
| 28/07/2020 | Ares(2020) 3761873 | EC letter to ESMA on RTS on settlement discipline | Post Trading | Letter | PDF 140.84 KB |
||||
| 20/03/2014 | Ares(2014)513399 | EC response on classification of financial instruments | Post Trading | Letter | PDF 194.08 KB |
European Commission response to ESMA's letter to Michel Barnier, Commissioner for Internal Market and Services regarding the classificiation of financial instruments as derivatives sent on 14 February. ESMA Letter 2014/184 |
|||
| 13/05/2013 | 804587 | EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14)) | Post Trading | Letter | PDF 157.5 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |
||||
| 26/05/2021 | ESMA70-156-4519 | ESMA letter to EC regarding the Review of the CSDR | Post Trading | Letter | PDF 148.24 KB |
||||
| 18/06/2015 | 2015/943 | ESMA letter to European Commission regarding CSRD Level 2 Measures | Post Trading | Letter | PDF 43.43 KB |
||||
| 21/11/2014 | 2014/1385 | ESMA letter to European Commission regarding EMIR clearing obligation | Post Trading | Letter | PDF 34.57 KB |