ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
39
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Corporate Governance filter Corporate Governance
- Corporate Disclosure (176) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (43) Apply Post Trading filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (34) Apply Fund Management filter
- IFRS Supervisory Convergence (34) Apply IFRS Supervisory Convergence filter
- Joint Committee (28) Apply Joint Committee filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Audit (15) Apply Audit filter
- Sustainable finance (13) Apply Sustainable finance filter
- Prospectus (9) Apply Prospectus filter
- Transparency (8) Apply Transparency filter
- Market Abuse (6) Apply Market Abuse filter
- Benchmarks (5) Apply Benchmarks filter
- Corporate Finance (5) Apply Corporate Finance filter
- Innovation and Products (5) Apply Innovation and Products filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securitisation (3) Apply Securitisation filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- COVID-19 (2) Apply COVID-19 filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Short Selling (2) Apply Short Selling filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (218) Apply Reference filter
- Opinion (93) Apply Opinion filter
- Guidelines & Recommendations (84) Apply Guidelines & Recommendations filter
- Annual Report (80) Apply Annual Report filter
- Press Release (80) Apply Press Release filter
- CLOSED Procedure (73) Apply CLOSED Procedure filter
- Consultation Paper (62) Apply Consultation Paper filter
- Statement (55) Apply Statement filter
- Final Report (48) Apply Final Report filter
- Speech (32) Apply Speech filter
- Investor Warning (28) Apply Investor Warning filter
- Report (28) Apply Report filter
- Decision (16) Apply Decision filter
- Q&A (7) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
- Technical Standards (1) Apply Technical Standards filter
Your filters
Letter X SMSG Advice X Compliance table X Corporate Governance X Procurement X CCP Directorate X Market Integrity X Corporate Information X MiFID - Investor Protection X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 19/01/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 140.42 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 14/03/2022 | ESMA32-61-494 CL to EFRAG on ED SFA | EFRAG’s due process on the IASB’s Exposure Draft Supplier Finance Arrangements | Corporate Information | Letter | PDF 190.14 KB |
||||
| 22/11/2011 | 2011/219 | ESMA comment letter on the EU Commission Green Paper- The EU Corporate Governance Framework | Corporate Disclosure, Corporate Governance | Letter | PDF 496.17 KB |
||||
| 21/05/2015 | 2015/855 | ESMA letter to the Commissioner Hill- ESMA Response to EC Green Paper on CMU | Corporate Information | Letter | PDF 52.37 KB |
||||
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 21/05/2015 | 2015/856 | ESMA response to the Commission Green Paper on Building a Capital Markets Union | Corporate Information | Letter | PDF 348.14 KB |
||||
| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
||||
| 21/05/2015 | 2015/858 | ESMA response to the European Commission consultation on “An EU framework for simple, transparent and standardised securitisation” | Corporate Information | Letter | PDF 245.42 KB |
||||
| 06/03/2015 | 2015/422 | ESMA's response to the consultation on IOSCO | Corporate Information | Letter | PDF 27.24 KB |