ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
244
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Trading filter Trading
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- Guidelines and Technical standards (564) Apply Guidelines and Technical standards filter
- CESR Archive (207) Apply CESR Archive filter
- MiFID - Investor Protection (114) Apply MiFID - Investor Protection filter
- Joint Committee (109) Apply Joint Committee filter
- Corporate Information (79) Apply Corporate Information filter
- Post Trading (76) Apply Post Trading filter
- MiFID - Secondary Markets (51) Apply MiFID - Secondary Markets filter
- Short Selling (31) Apply Short Selling filter
- CCP Directorate (24) Apply CCP Directorate filter
- Corporate Disclosure (23) Apply Corporate Disclosure filter
- Market Abuse (22) Apply Market Abuse filter
- Prospectus (18) Apply Prospectus filter
- Supervisory convergence (16) Apply Supervisory convergence filter
- Benchmarks (13) Apply Benchmarks filter
- Market Integrity (13) Apply Market Integrity filter
- Securitisation (12) Apply Securitisation filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Trade Repositories (8) Apply Trade Repositories filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Innovation and Products (6) Apply Innovation and Products filter
- Market data (6) Apply Market data filter
- Transparency (6) Apply Transparency filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (5) Apply Corporate Finance filter
- Sustainable finance (5) Apply Sustainable finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Management Board (3) Apply Management Board filter
- Brexit (2) Apply Brexit filter
- Crowdfunding (2) Apply Crowdfunding filter
- COVID-19 (1) Apply COVID-19 filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Press Release (122) Apply Press Release filter
- Reference (122) Apply Reference filter
- Final Report (60) Apply Final Report filter
- Statement (56) Apply Statement filter
- Letter (55) Apply Letter filter
- Report (52) Apply Report filter
- Speech (31) Apply Speech filter
- Decision (24) Apply Decision filter
- Technical Advice (16) Apply Technical Advice filter
- Opinion (15) Apply Opinion filter
- Compliance table (14) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Guidelines & Recommendations X Consultation Paper X Q&A X Annual Report X IFRS Supervisory Convergence X MiFID II: Transparency Calculations and DVC X Trading X Credit Rating Agencies X Fund Management X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
||||
| 29/11/2013 | 2013/998 ES | 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 244.6 KB |
||||
| 29/11/2013 | 2013/998 RO | 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 263.01 KB |
||||
| 29/11/2013 | 2013/998 SK | 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 269.81 KB |
||||
| 24/05/2013 | 2013/599 | AIFM reporting XSD schema and samples | Fund Management | Consultation Paper | ZIP 29.41 KB |
The CP setting out draft ESMA’s guidelines on reporting obligations under Articles 3 and 24 of the AIFMD (ESMA/2013/592) is supplemented by AIFM reporting XSD schema and samples that AIFMs will have to use to report the information under Articles 3 and 24 to their national competent authorities. ESMA is also seeking feedback from stakeholders on these documents | |||
| 28/03/2012 | 2012/197 hu | Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 274.08 KB |
||||
| 01/08/2014 | 2014/937 et | Börsil kaubeldavate fondide ja muude eurofondide emissioone käsitlevad suunised | Guidelines and Technical standards, Fund Management | Guidelines & Recommendations | PDF 336.89 KB |
This is an update of the guidelines originally published in 2012. The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions. | |||
| 03/02/2015 | 2015/233 | Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry | Credit Rating Agencies | Consultation Paper | PDF 402.12 KB |
||||
| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
||||
| 07/11/2014 | 2014/1340 | Call for evidence on AIFMD passport and third country AIFMs | Fund Management | Consultation Paper | PDF 317.57 KB |
||||
| 15/07/2016 | 2016/1137 | Call for evidence on Asset segregation and custody services | Fund Management | Consultation Paper | PDF 683.88 KB |
||||
| 20/03/2015 | 2015/558 | Call for evidence on private and bilateral SFIs | Credit Rating Agencies | Consultation Paper | PDF 118.4 KB |
This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them: • Issuers, originators and sponsors of Structured Finance Instruments (SFIs);• Investors acting in the securitisation markets;• Market intermediaries other than the issuers, originators and sponsors of SFIs.Responses are most helpful to ESMA when they clearly indicate which question is being answered and provide evidence in support of the response, such as concrete examples of practices experienced, data or costs estimates. Should respondents feel that the distinction provided for by the two proposed categories (issuers vs. investors) is not suitable to their particular situation, ESMA welcomes these contributions in alternative format. ESMA will consider all responses that have been received by 20 May 2015. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. | |||
| 21/10/2021 | JC 2021 61 | Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee | Consultation Paper | PDF 844.1 KB |
||||
| 26/05/2011 | 2011/155 | Call for evidence- assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) | Credit Rating Agencies | Consultation Paper | PDF 69.4 KB |
||||
| 14/01/2011 | 2011/5 | Call for evidence- criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) | Credit Rating Agencies | Consultation Paper | PDF 218.02 KB |
||||
| 26/05/2011 | 2011/156 | Call for evidence- ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 88.95 KB |
||||
| 19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
||||
| 28/03/2019 | ESMA34-46-89 | Consulation Paper on Draft regulatory technical standards under Article 25 of the ELTIF Regulation | Fund Management | Consultation Paper | PDF 295.66 KB |
||||
| 19/07/2018 | ESMA 33-9-252 | Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies | Consultation Paper | PDF 1.87 MB |
||||
| 16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |