ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
30
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Transparency filter Transparency
- (-) Remove Audit filter Audit
- (-) Remove IAS Regulation filter IAS Regulation
- CESR Archive (286) Apply CESR Archive filter
- Post Trading (50) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (26) Apply Corporate Disclosure filter
- Joint Committee (26) Apply Joint Committee filter
- Fund Management (23) Apply Fund Management filter
- Credit Rating Agencies (19) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (19) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (18) Apply MiFID - Investor Protection filter
- Market Abuse (17) Apply Market Abuse filter
- Prospectus (17) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (9) Apply Guidelines and Technical standards filter
- Market Integrity (8) Apply Market Integrity filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (5) Apply Innovation and Products filter
- Short Selling (5) Apply Short Selling filter
- CCP Directorate (4) Apply CCP Directorate filter
- Corporate Finance (4) Apply Corporate Finance filter
- Securitisation (4) Apply Securitisation filter
- Corporate Information (3) Apply Corporate Information filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trading (2) Apply Trading filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- COVID-19 (1) Apply COVID-19 filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- Letter (88) Apply Letter filter
- Press Release (31) Apply Press Release filter
- Reference (31) Apply Reference filter
- Report (20) Apply Report filter
- Statement (10) Apply Statement filter
- Consultation Paper (9) Apply Consultation Paper filter
- Speech (7) Apply Speech filter
- Opinion (4) Apply Opinion filter
- CESR Document (2) Apply CESR Document filter
- Guidelines & Recommendations (2) Apply Guidelines & Recommendations filter
- Technical Standards (2) Apply Technical Standards filter
- Compliance table (1) Apply Compliance table filter
- Decision (1) Apply Decision filter
- Technical Advice (1) Apply Technical Advice filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 01/04/2020 | ESMA70-156-2311 | MiFID II Review Report on position limits and position management | MiFID - Secondary Markets, Supervisory convergence | Final Report | PDF 591.78 KB |
||||
| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
||||
| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
||||
| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
||||
| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
||||
| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 30/07/2018 | ESMA42-111-4479 | Peer review on the Guidelines on ETFs and other UCITS issues | Supervisory convergence | Final Report | PDF 1.11 MB |
||||
| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
||||
| 30/06/2016 | 2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | PDF 1.23 MB |
||||
| 07/04/2016 | 2016/585 | Suitability Peer Review- Annex | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 987.81 KB |
||||
| 07/04/2016 | 2016/584 | Suitability Peer Review- Final Report | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 459.35 KB |
||||
| 22/12/2015 | 2015/1905 | MAD Supervisory Practices peer review follow-up | Market Abuse, Supervisory convergence | Final Report | PDF 239.64 KB |
||||
| 18/03/2015 | 2015/592 | Automated Trading Guidelines- ESMA peer review among National Competent Authorities | Supervisory convergence | Final Report | PDF 930.33 KB |