ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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16/11/2012 | 2012/752 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 141.98 KB |
To apply, please use the below Application form | |||
18/11/2014 | 2014/1371 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 210.41 KB |
ESMA today launches a process to renew the composition of the Consultative Working Group (‘CWG’) for the Financial Innovation Standing Committee (’FISC’). ESMA is therefore calling for expressions of interest from stakeholders. Application procedure, closing date Relevant stakeholders meeting the required selection criteria and wishing to apply for a position on the CWG are invited to submit, in English: a completed application form (see separate document), and a detailed curriculum vitae (CV), preferably in the EU CV format - the link to the template for this is: http://europass.cedefop.europa.eu/europass/home/hornav/Downloads/Europas... It is optional for applicants to attach a motivation letter (2 pages maximum). Unclear or incomplete applications will not be considered. Applications must be submitted by email using the application form by no later than 31 December 2014 to the following email addresses: patrick.armstrong@esma.europa.eu and anne.chone@esma.europa.eu. | |||
18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
21/05/2015 | 2015/856 Ann1 | Investment-based crowdfunding- Insights from regulators in the EU | Innovation and Products | Final Report | PDF 319.65 KB |
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01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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25/09/2015 | 2015/1463 reply form ESEF CBA | Form to reply ESEF CBA | Corporate Disclosure, European Single Electronic Format, Transparency | Reference | DOCX 872.33 KB |
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17/12/2015 | 2015/1885 | ESMA Briefing Note on ESEF CP | European Single Electronic Format, Transparency | Reference | PDF 138.49 KB |
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07/01/2016 | 2015-12-16 OECD | OECD A Blundell-Wignall speech for ESMA FI Day | Innovation and Products | Reference | PDF 502.52 KB |
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07/01/2016 | 2015/1913 | ESMA FI Day- Panel outlines | Innovation and Products | Reference | PDF 161.27 KB |
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07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
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18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
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04/04/2016 | 2016/220 | ToR FISC | Innovation and Products | Reference | PDF 90.34 KB |
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02/06/2016 | 2016/773 RF | Reply form for the Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 755.79 KB |
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08/11/2016 | 2016/1053 FORM | Application Form for FISC CWG | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 22.29 KB |
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08/11/2016 | 2016/1053 | Call for expressions of interest Consultative Working Group for ESMA’s Financial Innovation Standing Committee (FISC) | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 304.37 KB |
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07/03/2017 | FI17 | Agenda Financial Innovation Day 2017 | Innovation and Products | Reference | PDF 598.1 KB |
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11/05/2017 | ESMA32-60-172 | Invitation to the ESMA European Single Electronic Format Meet-the-Market Workshop | Corporate Disclosure, European Single Electronic Format, Transparency | Reference | PDF 270.83 KB |
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28/06/2017 | ESMA32-60-196 | Call for volunteers- Field test European Single Electronic format (ESEF) | Corporate Disclosure, European Single Electronic Format | Reference | PDF 251.41 KB |
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18/12/2017 | ESMA 71-99-671 | Briefing note- Preparing for 2020: ESEF field tests and reporting manual | European Single Electronic Format | Reference | PDF 339.06 KB |
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18/12/2017 | ESMA32-60-204 | Final report on the RTS on the European Single Electronic Format | European Single Electronic Format | Final Report | PDF 6.37 MB |