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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|06/07/2012||2012/387||Final report Guidelines on certain aspects of the MiFID suitability requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|29/09/2014||2014/1187||Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive||Corporate Disclosure, Transparency||Technical Standards||PDF
|The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.|
|25/09/2015||2015/1460||ESMA Final Report on DRAFT RTS on EEAP||Transparency||Technical Standards||PDF
|18/12/2015||2015/1887||Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis||Corporate Finance, Corporate Governance||Final Report||PDF
|26/05/2016||2016/725||Draft RTS on indirect clearing arrangements under EMIR and MiFIR||Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|10/10/2016||2016/1451||Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|14/11/2016||2016/1565||Final Report on the clearing obligation for financial counterparties with a limited volume of activity||Post Trading, Press Releases||Final Report||PDF
|24/08/2017||ESMA70-151-552||Guidelines on transfer of data between Trade Repositories||Guidelines and Technical standards, Post Trading||Final Report||PDF
|28/09/2017||ESMA70-154-266||Guidelines on the management body of market operators and data reporting service providers||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|22/08/2018||ESMA33-128-474||Final Report on Technical standards on disclosure requirements under the Securitisation Regulation||Securitisation||Final Report||PDF
|29/08/2018||ESMA33-128-523||Steven Maijoor Securitisation ECON Scrutiny Opening Statement||Securitisation, Speeches||Speech||PDF
|13/11/2018||ESMA33-128-488||Final Report Repositories Technical Standards||Securitisation||Final Report||PDF
|08/01/2019||ESMA33-128-557||Final report on draft technical standards on cooperation, exchange of information and notification between competent authorities and ESMA, the EBA and EIOPA under the Securitisation Regulation||Securitisation||Final Report||PDF
|12/06/2019||ESMA33-128-713||Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona||Securitisation||Speech||PDF
|04/02/2020||ESMA32-67-613||Report on amendments to ESMA Guidelines on enforcement of financial information||Transparency||Final Report||PDF
|03/04/2020||ESMA34-39-968||Final report- Guidelines on performance fees in UCITS and certain types of AIFs||Fund Management, Guidelines and Technical standards||Final Report||PDF
|05/06/2020||ESMA35-36-1946||Final Report Guidelines on certain aspects of the MiFID II compliance function requirements||Guidelines and Technical standards, MiFID - Investor Protection||Final Report||PDF
|08/12/2020||ESMA32-67-765||Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them||IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency||Speech||PDF
|15/04/2021||ESMA80-193-1713||EMIR and SFTR data quality report 2020||Market data, Press Releases, Securities Financing Transactions, Supervisory convergence||Final Report||PDF