ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/08/2018 | ESMA33-128-474 | Final Report on Technical standards on disclosure requirements under the Securitisation Regulation | Securitisation | Final Report | PDF 3.12 MB |
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| 15/03/2018 | 15-3-18 | ESAs weigh benefits and risks of Big Data | Innovation and Products, Press Releases | Press Release | PDF 20.5 KB |
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| 14/04/2011 | 2011/112 | Final report- Guidelines to competent authorities and UCITS management companies on risk meas-urement and the calculation of global exposure for certain types of structured UCITS | Fund Management | Final Report | PDF 166.5 KB |
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| 14/04/2011 | 2011/118 | Press release- ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Press Releases | Press Release | PDF 31.34 KB |
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| 15/04/2011 | 2011/123 | Press release- ESMA seeks preliminary views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 39.69 KB |
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| 13/07/2011 | 2011/214 | Press release- ESMA seeks views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 58.32 KB |
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| 22/07/2011 | 2011/221 | Press release- ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS | Fund Management, Press Releases | Press Release | PDF 33.85 KB |
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| 23/08/2011 | 2011/271 | Press release- ESMA consults on future rules for alternative investment fund managers and the treatment of third country entities | Fund Management, Press Releases | Press Release | PDF 64.05 KB |
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| 16/11/2011 | 2011/378 | Press release- ESMA details future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 61.82 KB |
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| 30/01/2012 | 2012/43 | ESMA outlines future regulatory framework for ETFs and other UCITS issues | Fund Management, Press Releases | Press Release | PDF 146.49 KB |
ESMA publishes today a consultation paper (ESMA/2012/44) setting out future guidelines on UCITS Exchange-Traded Funds (UCITS ETFs) and other UCITS-related issues. The proposals cover both synthetic and physical UCITS ETFs and detail the obligations to come for UCITS ETFs, index-tracking UCITS, efficient portfolio management techniques, total return swaps and strategy indices for UCITS. ESMA’s proposals therefore go wider than ETFs and cover such areas as the use of total return swaps by any UCITS, for which ESMA envisages additional obligations with respect to the collateral to be provided, or UCITS investing in strategy indices, where the requirements on eligibility of such indices have been tightened. The proposals also include placing an obligation on UCITS ETFs to use an identifier and facili-tating the ability of investors to redeem their shares, whether in the secondary market or directly with the ETF provider. | |||
| 28/06/2012 | 2012/441 | ESMA proposes remuneration guidelines for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 183.45 KB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper on proposed Guidelines on remuneration of alternative investment fund managers (AIFMs). ESMA’s future guidelines will apply to managers managing alternative investment funds (AIFs) including hedge funds, private equity funds and real estate funds. These funds will be asked to introduce sound and prudent remuneration policies and structures with the aim of increasing investor protection and avoiding conflicts of interest that may lead to excessive risk taking. | |||
| 25/07/2012 | 2012/474 | Report and consultation paper on guidelines on ETFs and other UCITS issues | Fund Management | Final Report | PDF 728.1 KB |
This paper sets out ESMA’s guidelines on ETFs and other UCITS issues. The guidelines are adapted to the type of UCITS, management technique or financial instrument in question and are detailed in Annex III of the documentThis document also sets out in Annex IV a public consultation on the treatment of repo and reverse repo arrangements on which ESMA is seeking feedback from stakeholders. The feedback to this further consultation will be used by ESMA to finalise its position on this specific issue, which will be incorporated into the rest of the guidelines already adopted by the Authority (cf. Annex III of this document). | |||
| 25/07/2012 | 2012/475 | ESMA publishes ETF guidelines and consults on repo arrangements | Fund Management, Press Releases | Press Release | PDF 119.34 KB |
The European Securities and Markets Authority (ESMA) has today published guidelines on Exchange-Traded Funds (ETFs) and other UCITS issues. These guidelines will apply to national securities markets regulators and UCITS management companies.ESMA is also seeking views on the appropriate treatment of repo and reverse repo arrangements in the context of the guidelines on ETFs and other UCITS issues. | |||
| 04/12/2012 | 2012/722 | Guidelines on repurchase and reverse repurchase agreements | Fund Management | Final Report | PDF 339.57 KB |
The European Securities and Markets Authority (ESMA) has today published its final guidelines on repurchase and reverse repurchase agreements for UCITS funds. The guidelines state that UCITS should only enter into such agreements if they are able to recall at any time any assets or the full amount of cash. |
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| 03/12/2012 | 2012/798 | EU and Swiss regulators to co-operate on cross-border supervision of alternative investment funds | Fund Management, Press Releases | Press Release | PDF 319.88 KB |
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| 04/12/2012 | 2012/801 | ESMA finalises guidelines on repo arrangements for UCITS funds | Fund Management, Press Releases | Press Release | PDF 105.28 KB |
Date: 04 December 2012ESMA/2012/801PRESS RELEASEESMA finalises guidelines on repo arrangements for UCITS fundsThe European Securities and Markets Authority (ESMA) has today published its final guidelines on repurchase and reverse repurchase agreements for UCITS funds. The guidelines state that UCITS should only enter into such agreements if they are able to recall at any time any assets or the full amount of cash.Key elements of the guidelines are:• For repurchase arrangements, UCITS should be able to recall at any time the assets subject to such arrangements; • For reverse repurchase agreements, UCITS should be able to recall at any time the full amount of cash on either an accrued or a mark-to-market basis. However, when cash is recalled on a mark-to-market basis, the mark-to-market value of the reverse repurchase agreements should be used for the calculation of the net asset value of the UCITS; and• ESMA considers fixed-term repurchase and reverse repurchase agreements that do not exceed seven days as arrangements that allow the assets to be recalled at any time by the UCITS.The guidelines will now be translated into all EU languages and will be incorporated into ESMA’s Guidelines on ETFs and other UCITS issues, published in July 2012. The full set of guidelines will enter into force two months after the publication of the translations. This will result in a comprehensive framework for UCITS that will increase transparency and investor protection and contributes to safeguarding the stability of financial markets. Notes for editors1. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).2. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity.Further information:David CliffeSenior Communications Officer Tel: +33 (0)1 58 36 43 24 Mob: +33 6 42 48 29 06Email: press@esma.europa.eu | |||
| 19/12/2012 | 2012/848 | ESMA clarifies rules for alternative investment funds and their managers | Fund Management, Press Releases | Press Release | PDF 110.38 KB |
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| 15/11/2013 | 2013/1339 | Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD (revised) | Fund Management | Final Report | PDF 701.63 KB |
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| 01/10/2013 | 2013/1368 | ESMA clarifies reporting requirements for alternative fund managers | Fund Management, Press Releases | Press Release | PDF 81.3 KB |
Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. | |||
| 11/02/2013 | 2013/200 | ESMA rules aim to curb excessive risk taking by alternative fund managers | Fund Management, Press Releases | Press Release | PDF 95.78 KB |