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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015/1469 2015-1469- Investment Firms briefing , Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing , Reference PDF
307.12 KB
27/10/2020 ESMA70-155-10864 Annex to Position Limits Opinion Reference CSV
6.27 KB
24/03/2021 ESMA70-155-10816 Annex to Transparency Opinion Reference CSV
65.16 KB
08/10/2020 ESMA70-156-3430 Call for Evidence_RTS 1 and RTS 2 Review Reference XLSX
8.99 MB
06/08/2019 ESMA74-361-75 Call for interest DAG members , Reference PDF
167.88 KB
12/11/2013 2013/1643 Cover Note- Public statement containing information on shareholder cooperation and acting in concert under the Takeover Bids Directive (ESMA/2013/1642) , Reference PDF
145.01 KB
In accordance with its mandate to take appropriate action in the context of takeover bids as per Article 1.3 of Regulation (EU) 1095/2010 (ESMA Regulation), ESMA is releasing a public statement on shareholder cooperation and acting in concert under the Takeover Bids Directive (Directive 2004/25/EC). This statement has been prepared following the review and report by the European Commission on the application of the Takeover Bids Directive and is based on information collected about the practices and application of that Directive. The statement has been prepared in order to help shareholders identify activities in relation to which they can cooperate (insofar as those activities are available to them under national company law), without that cooperation, in and of itself, leading to a conclusion that the shareholders are acting in concert and thus being at risk of having to make a mandatory bid under the Takeover Bids Directive. These activities are presented in the statement in the form of a “White List”. The statement has been prepared by the Takeover Bids Network, a permanent working group operating under the auspices of ESMA that promotes exchange of information on practices and application of the Takeover Bids Directive across the European Economic Area, thereby strengthening a common supervisory culture. The Takeover Bids Network is a specialist group composed of the national competent authorities appointed under the Takeover Bids Directive. The competent authorities represented on the ESMA Board of Supervisors are not in all cases appointed as competent authorities within the Takeover Bids Directive. The authorities not represented on the Board of Supervisors but competent within the area of takeovers are the Austrian Takeover Commission, the Irish Takeover Panel, the Oslo Stock Exchange of Norway, the Takeover Panel of Sweden and the Takeover Panel of the United Kingdom. These five authorities have contributed to the public statement and will have regard to it in the same manner as the other members of the Takeover Bids Network when assessing whether shareholders are acting in concert under their national takeover rules.
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes , , Final Report PDF
906.57 KB
07/04/2021 ESMA70-156-4103 Final Report on SME GMs- MiFID II Final Report PDF
741.13 KB
14/11/2016 2016/1565 Final Report on the clearing obligation for financial counterparties with a limited volume of activity , Final Report PDF
478.72 KB
18/12/2015 2015/1887 Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis , Final Report PDF
645.64 KB
06/11/2020 ESMA70-155-10587 Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR Reference PDF
169.96 KB
28/09/2020 ESMA70-156-3329 MiFID II MiFIR review report on the transparency regime for non-equity instruments Final Report PDF
1.48 MB
16/07/2020 ESMA70-156-2756 MiFIDII MiFIR report on systematic internalisers Reference PDF
818.99 KB
16/07/2020 ESMA70-156-2682 MiFIDII MiFIR report on Transparency Equity DVC TOS Reference PDF
808.99 KB
06/06/2016 2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders , Report PDF
247 KB
22/03/2013 EPV 21/03/13 Profile of Steven Maijoor in the European Voice Reference PDF
646.82 KB
This copyright of this profile, published in this week's European Voice, belongs to the European Voice publication, and has been reproduced with their kind permission.  The article can be accessed on their website: http://www.europeanvoice.com/article/imported/security-guard/76719.aspx
10/03/2020 ESMA70-156-2189rf Reply from MiFIR non-equity consultation Reference DOCX
778.57 KB
04/02/2020 ESMA70-156-2188rf Reply_form_CP_MiFID_EQT_REVIEW Reference DOCX
778.67 KB
26/11/2020 ESMA74-362-991 Reponse form CP DRSP Criteria for Derogation , Reference DOCX
761.38 KB