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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/10/2004 04-333f Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") CESR Archive Final Report PDF
297.64 KB		 The purpose of this preliminary analytical paper by the Committee of European Securities Regulators (CESR) is to contribute to the creation of an efficient EU single market for financial services. This consultative report is a first attempt to define how securities regulators can play their role in order to ensure full and consistent implementation as well as effective enforcement of all measures included in the Financial Services Action Plan in the area of securities, in the next five years. The work concentrates on the objective of securities regulators which are to maintain fair, transparent and secure securities market; it does not cover issues related to the prudential supervision of banks or insurance companies which are of fundamental different nature and focus. Please post your responses on the CESR website by 31 January 2005
22/03/2005 US Enforcement USA response to CESR survey on Enforcement Mechanisms CESR Archive Final Report PDF
3.83 MB
15/02/2005 US Equivalence USA reponse to questionnaire on GAAP Equivalence CESR Archive Final Report PDF
838.27 KB
04/07/2003 03-175c Third Meeting of the CESR Market Participants Consultative Panel CESR Archive Final Report PDF
1.08 MB		 Public statement on the Third meeting of the CESR Market Participants Consultative Panel held on 12th June 2003 in Paris.
13/12/2005 05-735 Tenth meeting of the Market Participants Consultative Panel CESR Archive Final Report PDF
132.93 KB
09/08/2007 07-284b Technical advice on Non-equities transparency CESR Archive Final Report PDF
177.29 KB
05/07/2005 05-230b Technical advice on equivalence of certain third country GAAP and International Financial Reporting Standards CESR Archive Final Report PDF
1.01 MB		 CESR publishes today its final technical advice (Ref. CESR 05-230b) for the European Commission on equivalence between Canadian, Japanese and US General Accepted Accounting Practices (GAAP) and International Accounting Standards /International Financial Reporting Standards (IAS/IFRS). CESR
01/07/2009 09-472 Supplementary report on the programmes of Canada, India and South Korea to converge with or adopt IFRS, on the level of application of Chinese accounting standards by Chinese issuers and on the use of third county GAAPs CESR Archive Final Report PDF
2.67 MB
01/07/2013 2013/805 Supervisory Practices under MAD- Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report PDF
1.17 MB		 ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD).  The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse.
01/07/2013 2013/806 Supervisory Practices under MAD- Mapping Report Market Abuse, Supervisory convergence Final Report PDF
315.44 KB		 ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive.
23/05/2006 06-182 Summary report of the Review Panel’s Review of CESR Members Implementation of CESR’s guidelines on the transitional provisions of the amending UCITS Directives CESR Archive Final Report PDF
506.19 KB
10/05/2006 06-185 Summary of the self-assessments regarding the implementation of Standard N°1 on Financial Information CESR Archive Final Report PDF
1.14 MB		 To view the full results of hte self-assessments, please go to the section Review Panel Assessment
01/08/2002 02-159 Summary of the responses to the ESCB/CESR call for contributions on European clearing and settlement systems CESR Archive Final Report PDF
60.37 KB
20/04/2002 02-060 Summary of responses to the second consultation on Stabilisation and Allotment CESR Archive Final Report PDF
79.95 KB
28/10/2004 04-349 Summary of responses to the consultation on the Role of CESR at “Level 3” Under the Lamfalussy Process CESR Archive Final Report PDF
120.6 KB
17/10/2008 08-514b Summary of responses to Questionnaire on Transposition of the Transparency Directive CESR Archive Final Report PDF
84.13 KB
20/11/2007 07-753 Summary of key points for retail investors arising from CESR consultation on key investor information disclosures for UCITS CESR Archive Final Report PDF
87.32 KB
01/04/2008 08-113 Summary of CESR’s self assessment of the implementation of the guidelines to simplify the notification procedure of UCITS CESR Archive Final Report PDF
1.02 MB
06/07/2009 09-212 Summary of CESR’s self assessment of the implementation of Standard No 2 on financial information – Coordination of enforcement activities CESR Archive Final Report PDF
719.48 KB
22/10/2004 04-572 Summary of answers to consultation on Clearing and Settlement Systems CESR Archive Final Report PDF
181.11 KB

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