ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
12
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Speeches (144) Apply Speeches filter
- MiFID - Secondary Markets (104) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (79) Apply MiFID - Investor Protection filter
- Fund Management (38) Apply Fund Management filter
- Market Integrity (37) Apply Market Integrity filter
- Short Selling (36) Apply Short Selling filter
- Post Trading (34) Apply Post Trading filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- CESR Archive (26) Apply CESR Archive filter
- Innovation and Products (18) Apply Innovation and Products filter
- COVID-19 (15) Apply COVID-19 filter
- Corporate Information (12) Apply Corporate Information filter
- Market Abuse (12) Apply Market Abuse filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Benchmarks (10) Apply Benchmarks filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Brexit (9) Apply Brexit filter
- Prospectus (5) Apply Prospectus filter
- Securitisation (5) Apply Securitisation filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- CCP Directorate (2) Apply CCP Directorate filter
- International cooperation (2) Apply International cooperation filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Opinion filter Opinion
- Reference (93) Apply Reference filter
- Guidelines & Recommendations (76) Apply Guidelines & Recommendations filter
- Final Report (61) Apply Final Report filter
- Press Release (51) Apply Press Release filter
- Report (48) Apply Report filter
- Consultation Paper (25) Apply Consultation Paper filter
- Letter (20) Apply Letter filter
- Statement (12) Apply Statement filter
- Decision (6) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- Q&A (3) Apply Q&A filter
- SMSG Advice (2) Apply SMSG Advice filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Compliance table X Speech X Opinion X Joint Committee X Risk Analysis & Economics - Markets Infrastructure Investors X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 291.93 KB |
||||
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
| 30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |
||||
| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 26/02/2019 | ESMA71-99-1120 | Keynote by Steven Maijoor- Crypto-Assets: time to deliver | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 123.46 KB |
||||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 07/11/2016 | 2016/1547 | Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 154.77 KB |
||||
| 14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |