ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
15
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Speeches (159) Apply Speeches filter
- MiFID - Secondary Markets (111) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (83) Apply MiFID - Investor Protection filter
- Fund Management (44) Apply Fund Management filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Market Integrity (39) Apply Market Integrity filter
- Post Trading (36) Apply Post Trading filter
- Short Selling (36) Apply Short Selling filter
- CESR Archive (26) Apply CESR Archive filter
- Innovation and Products (24) Apply Innovation and Products filter
- COVID-19 (15) Apply COVID-19 filter
- Corporate Information (14) Apply Corporate Information filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Benchmarks (12) Apply Benchmarks filter
- Brexit (12) Apply Brexit filter
- Market Abuse (12) Apply Market Abuse filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Sustainable finance (9) Apply Sustainable finance filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Securitisation (6) Apply Securitisation filter
- CCP Directorate (5) Apply CCP Directorate filter
- Prospectus (5) Apply Prospectus filter
- Transparency (5) Apply Transparency filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Trade Repositories (3) Apply Trade Repositories filter
- Trading (3) Apply Trading filter
- Corporate Finance (2) Apply Corporate Finance filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Compliance table filter Compliance table
- (-) Remove Opinion filter Opinion
- Reference (119) Apply Reference filter
- Guidelines & Recommendations (77) Apply Guidelines & Recommendations filter
- Final Report (62) Apply Final Report filter
- Report (58) Apply Report filter
- Press Release (53) Apply Press Release filter
- Consultation Paper (26) Apply Consultation Paper filter
- Letter (23) Apply Letter filter
- Statement (15) Apply Statement filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Decision (6) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Annual Report (5) Apply Annual Report filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Advice (2) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Compliance table X Speech X Opinion X Joint Committee X Risk Analysis & Economics - Markets Infrastructure Investors X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |
||||
18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
26/02/2019 | ESMA71-99-1120 | Keynote by Steven Maijoor- Crypto-Assets: time to deliver | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 123.46 KB |
||||
14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
07/11/2016 | 2016/1547 | Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 154.77 KB |
||||
14/09/2015 | 2015/1380 | Statement by Steven Maijoor Chair ESAs Joint Committee- ECON Hearing 14 September 2015 | Speeches, Joint Committee | Speech | PDF 100.82 KB |
||||
03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |