ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Crowdfunding filter Crowdfunding
- CESR Archive (294) Apply CESR Archive filter
- Corporate Disclosure (198) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (158) Apply MiFID - Secondary Markets filter
- Speeches (156) Apply Speeches filter
- Post Trading (125) Apply Post Trading filter
- MiFID - Investor Protection (123) Apply MiFID - Investor Protection filter
- Fund Management (103) Apply Fund Management filter
- IAS Regulation (77) Apply IAS Regulation filter
- Joint Committee (55) Apply Joint Committee filter
- Market Integrity (49) Apply Market Integrity filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Short Selling (42) Apply Short Selling filter
- Credit Rating Agencies (40) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (39) Apply IFRS Supervisory Convergence filter
- Innovation and Products (31) Apply Innovation and Products filter
- CCP Directorate (29) Apply CCP Directorate filter
- Market Abuse (27) Apply Market Abuse filter
- Benchmarks (24) Apply Benchmarks filter
- Prospectus (24) Apply Prospectus filter
- Corporate Information (22) Apply Corporate Information filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Sustainable finance (19) Apply Sustainable finance filter
- COVID-19 (18) Apply COVID-19 filter
- Transparency (16) Apply Transparency filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (13) Apply Securities and Markets Stakeholder Group filter
- Brexit (12) Apply Brexit filter
- Trading (12) Apply Trading filter
- Corporate Finance (9) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (9) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (7) Apply Trade Repositories filter
- Market data (5) Apply Market data filter
- Corporate Governance (4) Apply Corporate Governance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- International cooperation (3) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (3) Apply MiFID II: Transparency Calculations and DVC filter
- Management Board (1) Apply Management Board filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Speech filter Speech
- (-) Remove Letter filter Letter
- (-) Remove Opinion filter Opinion
- Reference (101) Apply Reference filter
- Summary of Conclusions (85) Apply Summary of Conclusions filter
- Press Release (37) Apply Press Release filter
- Statement (26) Apply Statement filter
- Decision (16) Apply Decision filter
- Final Report (12) Apply Final Report filter
- Report (9) Apply Report filter
- Annual Report (6) Apply Annual Report filter
- Q&A (4) Apply Q&A filter
- Guidelines & Recommendations (2) Apply Guidelines & Recommendations filter
- Technical Advice (1) Apply Technical Advice filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
26/03/2021 | ESMA35-36-2201 | Consultation Paper on draft technical standards under the ECSP Regulation | Crowdfunding | Consultation Paper | PDF 1.24 MB |
||||
27/05/2021 | ESMA82-402-200 | Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations | Securitisation | Consultation Paper | PDF 929.82 KB |
||||
27/05/2019 | ESMA70-151-1985 | Consultation paper on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Consultation Paper | PDF 1.32 MB |
||||
28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
||||
23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |
||||
19/12/2017 | ESMA33-128-107 | Consultation_Paper_Disclosure_and_Operational_Standards | Securitisation | Consultation Paper | PDF 2.66 MB |
||||
19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
||||
19/12/2017 | ESMA33-128-108 | Consultation_Paper_Third-Party_Firm_STS_Verification_Application | Securitisation | Consultation Paper | PDF 586.89 KB |
||||
30/09/2016 | 2016/1409 | Draft RTS and ITS under SFTR and amendments to related EMIR RTS | Post Trading, Securities Financing Transactions | Consultation Paper | PDF 5.63 MB |
The European Securities and Markets Authority (ESMA) is publishing this Consultation Paper as part of its consultations on Level 2 measures under the Securities Financing Transactions Regulation (SFTR) as well as certain amendments to the Level 2 measures under EMIR in order to take into account legal developments as well as to ensure consistency, where relevant, between the frameworks of both regulations Contents Section 1 is the executive summary of the document. Section 2 explains the background to our proposals. Section 3 includes detailed information on the procedure and criteria for registration as TR under SFTR. Section 4 details the use of internationally agreed reporting standards, the reporting logic under SFTR and the main aspects of the structure of an SFT report. Section 5 covers the requirements regarding transparency of data and aggregation and comparison of data. Section 6 details the access levels of authorities. Section 7 contains the tables of fields, for the relevant types of SFTs, as well as a summary of all the questions. Next Steps ESMA will consider the feedback it received to this document in the fourth quarter of 2016. The final report and the draft technical standards will be submitted to the European Commission for endorsement by the end of Q1/beginning Q2 2017. |
|||
26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
||||
08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
27/05/2021 | ESMA22-105-1363 | ESMA OPINION ON 2019 DISCHARGE REPORT OF EP | Board of Supervisors, Corporate Information | Opinion | PDF 87.37 KB |
||||
31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
26/05/2021 | ESMA22-328-603 | ESMA response to the targeted consultation on the functioning of the ESAs | Board of Supervisors | Letter | PDF 255.74 KB |
||||
23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
||||
18/12/2018 | fisma.01/РР/ rv/ (2018) 6771757 | European Commission letter to ESMA on draft RTS and ITS securitisation disclosures | Securitisation | Letter | PDF 139.27 KB |
On Friday 14 December 2018, the European Securities and Markets Authority (ESMA) received a letter from the European Commission regarding the draft regulatory and implementing technical standards on securitisation disclosures submitted by ESMA on 22 August 2018.
The letter states that the Commission intends to endorse those draft regulatory and implementing technical standards only once certain amendments are introduced.
|
|||
09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
17/01/2020 | ESMA 33-128-827 | Guidelines on securitisation repository data completeness and consistency thresholds | Securitisation | Consultation Paper | PDF 694.01 KB |
||||
02/05/2022 | JC 2022 22 | Joint Consultation on sustainability disclosures for STS securitisation | Securitisation | Consultation Paper | PDF 615.47 KB |