ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Transparency filter Transparency
- Board of Supervisors (87) Apply Board of Supervisors filter
- Management Board (48) Apply Management Board filter
- Guidelines and Technical standards (44) Apply Guidelines and Technical standards filter
- Securities and Markets Stakeholder Group (43) Apply Securities and Markets Stakeholder Group filter
- Fund Management (13) Apply Fund Management filter
- MiFID - Investor Protection (12) Apply MiFID - Investor Protection filter
- Market Abuse (3) Apply Market Abuse filter
- Benchmarks (2) Apply Benchmarks filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Market Integrity (2) Apply Market Integrity filter
- Prospectus (2) Apply Prospectus filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Corporate Information (1) Apply Corporate Information filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Short Selling (1) Apply Short Selling filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- Reference (271) Apply Reference filter
- Consultation Paper (111) Apply Consultation Paper filter
- Opinion (107) Apply Opinion filter
- Guidelines & Recommendations (104) Apply Guidelines & Recommendations filter
- Final Report (102) Apply Final Report filter
- Letter (84) Apply Letter filter
- Press Release (84) Apply Press Release filter
- Statement (62) Apply Statement filter
- Report (51) Apply Report filter
- Speech (33) Apply Speech filter
- Technical Advice (20) Apply Technical Advice filter
- Q&A (19) Apply Q&A filter
- Technical Standards (19) Apply Technical Standards filter
- Decision (9) Apply Decision filter
- Annual Report (8) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
Your filters
Compliance table X Summary of Conclusions X Post Trading X MiFID - Secondary Markets X Joint Committee X Transparency X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 01/06/2022 | ESMA50-164-6024 | EFIF Summary of the May 2022 meeting | Joint Committee | Summary of Conclusions | PDF 120.97 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 22/02/2022 | Joint Committee | EFIF Summary of the September 2019 meeting | Joint Committee | Summary of Conclusions | PDF 79.55 KB |
||||
| 22/02/2022 | Joint Committee | EFIF Summary of the December 2019 meeting | Joint Committee | Summary of Conclusions | PDF 356.14 KB |