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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/10/2020 ESM22-103-1158 ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches Speech PDF
133.94 KB
13/02/2020 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table PDF
145.56 KB
31/01/2020 ESMA70-155-7850 Opinion- Relating to the intended Accepted Market Practice on liquidity contracts notified by the Commissione Nazionale per le Società e la Borsa (Consob) Market Abuse Opinion PDF
407.58 KB
19/09/2019 ESMA70-155-8524 ESMA Opinion CNMV revised Accepted Market Practice Market Abuse, Market Integrity Opinion PDF
520.92 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table PDF
284.61 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table PDF
267.86 KB
13/04/2018 ESMA70-145-442 ESMA Opinion on AMF Accepted Market Practice on liquidity contracts Market Abuse, Market Integrity Opinion PDF
542.91 KB
30/05/2017 ESMA70-145-103 Communication on launch of reference data submission under MAR Market Abuse, Market Integrity Opinion PDF
132.12 KB
25/04/2017 ESMA70-145-76 Points for convergence in relation to MAR accepted market practices on liquidity contracts Market Abuse, Market Integrity Opinion PDF
166.37 KB
17/06/2016 2016/982 Opinion on inside information disclosure under the Market Abuse Regulation Market Abuse Opinion PDF
278.89 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
04/09/2008 3L3 04/09/08 Presentation held at the Public hearing on the Draft Advice on the review of commodities business CESR Archive Speech PDF
78.9 KB
31/07/2008 3l3 07/07/08 Presentation held at the Public hearing on Consultation Paper on the review of commodities business CESR Archive Speech PDF
81.58 KB
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch CESR Archive Speech PDF
88.45 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada CESR Archive Speech PDF
29.12 KB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker CESR Archive Speech PDF
80.2 KB		 Delivered in Athens, 17 January 2007
25/10/2006 CESR 18/10/06 CESR's fifth anniversary- Intervention by Mr Thierry BRETON, French Minister of Economy, Finance and Industry CESR Archive Speech PDF
153.91 KB
11/10/2005 ECOFIN 3L3 Speeches by the Lamfalussy Chairs at ECOFIN 11 October, on Progress and opportunities for better regulation CESR Archive Speech PDF
99.62 KB
27/09/2005 05-579 Speech by John Tiner, Chairman of CESR-Fin, at the IASB meeting with World Standard setters CESR Archive Speech PDF
86.89 KB

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