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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|10/11/2016||2016-1563||Issues for consideration in implementing IFRS 9: Financial Instruments||Audit, Corporate Disclosure, IFRS Supervisory Convergence||Statement||PDF
|28/10/2016||2016/1529||Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Consultation Paper||PDF
|31/05/2016||2016/732||Guidelines on participant default rules and procedures under CSDR||Guidelines and Technical standards, Post Trading||Consultation Paper||PDF
The European Securities and Markets Authority (ESMA) under Article 41(4) of Regulation (EU) No 909/2014 of the European Parliament and of the Council on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation No 236/2012 (CSDR) may issue guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010 in order to ensure consistent application of Article 41 of CSDR relating to participant default rules and procedures.
Section 2 contains information on the background and mandate, Section 3 contains an analysis of the scope and content of the proposed guidelines, while Section 4 contains the proposed guidelines.
Annex I sets out a summary of the questions contained in this paper and Annex II includes a high level cost-benefit analysis for the guidelines.
ESMA will consider the feedback it will receive to this consultation with a view to finalising the guidelines by Q4 2016.
|29/09/2017||70-145-105||Draft Guidelines on non-significant benchmarks||Benchmarks, Guidelines and Technical standards||Consultation Paper||PDF
|18/12/2020||ESMA-70-156-2368||MiFID II Consultation Paper on Algorithmic Trading||MiFID - Secondary Markets, Trading||Consultation Paper||PDF
|06/05/2019||ESMA/2016/990||Report on budgetary and financial management 2015||Corporate Information, Planning reporting budget||Report||PDF
|06/05/2019||ESMA02-1733218672-745||Report on budgetary and financial management 2016||Corporate Information, Planning reporting budget||Report||PDF
|06/05/2019||ESMA02-91-1958||Report on budgetary and financial management 2017||Corporate Information, Planning reporting budget||Report||PDF
|25/09/2020||ESMA02-91-2964||Report on Budgetary and Financial Management Financial Year 2019||Corporate Information, Planning reporting budget||Report||PDF
|04/02/2019||ESMA20-95-1105||2019 Regulatory Work Programme||Board of Supervisors, Planning reporting budget, Supervisory convergence||Report||PDF
|02/10/2020||ESMA20-95-1273||2021 Annual Work Programme||Board of Supervisors, Corporate Information, Management Board, Planning reporting budget||Report||PDF
|05/10/2017||ESMA20-95-619||2018 Work Programme||Corporate Information, Planning reporting budget||Report||PDF
|15/07/2020||ESMA42-111-4128||PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Report||PDF
|03/11/2020||ESMA42-111-5349||Fast Track Peer Review Report- Wirecard||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Report||PDF
|01/10/2020||ESMA70-155-10962||Impact of Brexit on the application of MiFID II/MiFIR||Brexit, MiFID - Secondary Markets, Trading||Statement||PDF
|03/02/2020||ESMA70-156-1757||Consultation Paper- MiFIR report on SI||Trading||Consultation Paper||PDF
|25/09/2020||ESMA70-156-2013||Consultation Paper on the functioning of Organised Trading Facilities||MiFID - Secondary Markets, Trading||Consultation Paper||PDF
|04/02/2020||ESMA70-156-2188||Consultation paper on Review Report Transparency Equity DVC TOS||Trading||Consultation Paper||PDF
|10/03/2020||ESMA70-156-2189||Consultation paper on Review Report on Transparency for Non-equity TOD||Trading||Consultation Paper||PDF
|06/02/2020||ESMA70-156-2274||Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives||Trading||Statement||PDF