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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
10/11/2016 2016-1563 Issues for consideration in implementing IFRS 9: Financial Instruments Audit, Corporate Disclosure, IFRS Supervisory Convergence Statement PDF
256.22 KB
13/07/2016 2016/1130 Final Report on the Market Abuse Regulation Guidelines Market Abuse, Market Integrity Report PDF
852.59 KB
25/05/2016 2016/724 Requirements for reference data submission under Article 4 MAR Market Abuse, Market Integrity Statement PDF
88.1 KB
06/05/2019 ESMA/2016/990 Report on budgetary and financial management 2015 Corporate Information, Planning reporting budget Report PDF
544.34 KB
06/05/2019 ESMA02-1733218672-745 Report on budgetary and financial management 2016 Corporate Information, Planning reporting budget Report PDF
548.5 KB
06/05/2019 ESMA02-91-1958 Report on budgetary and financial management 2017 Corporate Information, Planning reporting budget Report PDF
546.02 KB
25/09/2020 ESMA02-91-2964 Report on Budgetary and Financial Management Financial Year 2019 Corporate Information, Planning reporting budget Report PDF
385.36 KB
04/02/2019 ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, Planning reporting budget, Supervisory convergence Report PDF
308.68 KB
02/10/2020 ESMA20-95-1273 2021 Annual Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Report PDF
608.58 KB
05/10/2017 ESMA20-95-619 2018 Work Programme Corporate Information, Planning reporting budget Report PDF
533.61 KB
16/01/2019 ESMA70-145-1184 Report Application Accepted Market Practices Market Abuse, Market Integrity Report PDF
1.68 MB
01/10/2020 ESMA70-155-10962 Impact of Brexit on the application of MiFID II/MiFIR Brexit, MiFID - Secondary Markets, Trading Statement PDF
131.04 KB
13/12/2019 ESMA70-156-1823 ESMA 2019 report on the application of AMPs Market Abuse, Market Integrity Report PDF
1.4 MB
12/12/2019 ESMA70-156-2005 MAR Article 33 Report on Sanctions Market Abuse Report PDF
352.9 KB
06/02/2020 ESMA70-156-2274 Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives Trading Statement PDF
114.58 KB
21/12/2020 ESMA70-156-3537 Annual Report on MAR administrative and criminal sanctions 2020 Market Abuse Report PDF
291.51 KB
22/12/2020 ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report PDF
1.38 MB