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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Technical Advice PDF
2.8 MB		 Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
10/11/2016 2016-1563 Issues for consideration in implementing IFRS 9: Financial Instruments Audit, Corporate Disclosure, IFRS Supervisory Convergence Statement PDF
256.22 KB
20/06/2016 2016/940 Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 Speeches, MiFID - Secondary Markets Statement PDF
235.65 KB
25/11/2020 70-155-8842 ESMA statement on DTO Final Brexit, MiFID - Secondary Markets Statement PDF
79.5 KB
05/02/2019 ESMA 70-155-7026 Use of UK data in ESMA databases in case of a no-deal Brexit Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
281.69 KB
06/05/2019 ESMA/2016/990 Report on budgetary and financial management 2015 Corporate Information, Planning reporting budget Report PDF
544.34 KB
31/03/2017 ESMA/2017/70-8792942901-40 Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments MiFID - Secondary Markets Report PDF
644.29 KB
06/05/2019 ESMA02-1733218672-745 Report on budgetary and financial management 2016 Corporate Information, Planning reporting budget Report PDF
548.5 KB
06/05/2019 ESMA02-91-1958 Report on budgetary and financial management 2017 Corporate Information, Planning reporting budget Report PDF
546.02 KB
25/09/2020 ESMA02-91-2964 Report on Budgetary and Financial Management Financial Year 2019 Corporate Information, Planning reporting budget Report PDF
385.36 KB
04/02/2019 ESMA20-95-1105 2019 Regulatory Work Programme Board of Supervisors, Planning reporting budget, Supervisory convergence Report PDF
308.68 KB
02/10/2020 ESMA20-95-1273 2021 Annual Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Report PDF
608.58 KB
05/10/2017 ESMA20-95-619 2018 Work Programme Corporate Information, Planning reporting budget Report PDF
533.61 KB
11/01/2017 ESMA42-1643088512-2962 ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence Report PDF
774.17 KB
07/10/2019 ESMA65-8-6254 ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC Statement PDF
154.85 KB
20/12/2017 ESMA70-145-401 ESMA statement for smooth implementation of LEI MiFID - Secondary Markets Statement PDF
134.04 KB
20/06/2018 ESMA70-145-872 Public statement on LEI MiFID - Secondary Markets Statement PDF
134.89 KB
29/05/2019 ESMA70-154-1204 Revised Public_ Statement_Trading_Obligation_Shares Brexit, MiFID - Secondary Markets Statement PDF
82.26 KB
28/09/2017 ESMA70-154-356 Public statement- Joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers and position limits MiFID - Secondary Markets Statement PDF
165.66 KB
01/10/2020 ESMA70-155-10962 Impact of Brexit on the application of MiFID II/MiFIR Brexit, MiFID - Secondary Markets, Trading Statement PDF
131.04 KB

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