ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Short Selling filter Short Selling
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Brexit filter Brexit
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Corporate Disclosure (168) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- Board of Supervisors (75) Apply Board of Supervisors filter
- IAS Regulation (71) Apply IAS Regulation filter
- Management Board (49) Apply Management Board filter
- Securities and Markets Stakeholder Group (48) Apply Securities and Markets Stakeholder Group filter
- Post Trading (45) Apply Post Trading filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Fund Management (32) Apply Fund Management filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Joint Committee (23) Apply Joint Committee filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (20) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Board of Appeal (16) Apply Board of Appeal filter
- Corporate Information (16) Apply Corporate Information filter
- Audit (15) Apply Audit filter
- Market Integrity (11) Apply Market Integrity filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- COVID-19 (7) Apply COVID-19 filter
- Prospectus (7) Apply Prospectus filter
- Corporate Finance (6) Apply Corporate Finance filter
- Transparency (6) Apply Transparency filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (4) Apply Securitisation filter
- Benchmarks (3) Apply Benchmarks filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Sustainable finance (3) Apply Sustainable finance filter
- Careers (2) Apply Careers filter
- Corporate Governance (2) Apply Corporate Governance filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Trade Repositories (2) Apply Trade Repositories filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- (-) Remove Letter filter Letter
- Reference (64) Apply Reference filter
- Press Release (52) Apply Press Release filter
- Final Report (50) Apply Final Report filter
- Opinion (42) Apply Opinion filter
- Report (40) Apply Report filter
- Statement (34) Apply Statement filter
- Guidelines & Recommendations (28) Apply Guidelines & Recommendations filter
- Consultation Paper (18) Apply Consultation Paper filter
- Speech (12) Apply Speech filter
- Annual Report (3) Apply Annual Report filter
- Technical Advice (3) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Summary of Conclusions X Q&A X Letter X Compliance table X Decision X Risk Analysis & Economics - Markets Infrastructure Investors X Brexit X Market Abuse X Short Selling X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
||||
| 17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
| 15/07/2020 | ESMA70-155-10189 | ESMA decision renewal of 10 June 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR | Short Selling | Decision | PDF 357.77 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
| 26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |