ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
106
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Brexit filter Brexit
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Corporate Disclosure (168) Apply Corporate Disclosure filter
- IAS Regulation (71) Apply IAS Regulation filter
- Board of Supervisors (67) Apply Board of Supervisors filter
- Post Trading (45) Apply Post Trading filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Management Board (37) Apply Management Board filter
- Fund Management (32) Apply Fund Management filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (29) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (20) Apply MiFID - Investor Protection filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (18) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- Corporate Information (10) Apply Corporate Information filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Prospectus (7) Apply Prospectus filter
- Corporate Finance (6) Apply Corporate Finance filter
- Transparency (6) Apply Transparency filter
- Market Integrity (5) Apply Market Integrity filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (4) Apply Securitisation filter
- Benchmarks (3) Apply Benchmarks filter
- Credit Rating Agencies (3) Apply Credit Rating Agencies filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Final Report (329) Apply Final Report filter
- Press Release (301) Apply Press Release filter
- Consultation Paper (201) Apply Consultation Paper filter
- Reference (150) Apply Reference filter
- CESR Document (110) Apply CESR Document filter
- Opinion (42) Apply Opinion filter
- Report (40) Apply Report filter
- Statement (40) Apply Statement filter
- Speech (38) Apply Speech filter
- Guidelines & Recommendations (28) Apply Guidelines & Recommendations filter
- Annual Report (20) Apply Annual Report filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Decision (7) Apply Decision filter
- Technical Advice (4) Apply Technical Advice filter
- Technical Standards (2) Apply Technical Standards filter
Your filters
Summary of Conclusions X Q&A X Letter X Compliance table X Risk Analysis & Economics - Markets Infrastructure Investors X Brexit X Market Abuse X Short Selling X CESR Archive X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
||||
| 14/05/2019 | FISMA.C.3/IK/TL/Ares(2019)2120576 | EC Art 38 MAR mandate | Market Abuse, Market Integrity | Letter | PDF 187.62 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 11/01/2013 | EBA/BS/2013/001 | Letter to EBF on Euribor | Risk Analysis & Economics - Markets Infrastructure Investors | Letter | PDF 101.15 KB |
||||
| 22/12/2010 | 10-1505 | Letter to the IFRS foundation regarding the Trustees' Strategy Review | CESR Archive | Letter | PDF 236.52 KB |
||||
| 22/12/2010 | 10-1623 | CESR Comment letter to EFRAG regarding the Trustees' Strategy Review | CESR Archive | Letter | PDF 249.87 KB |
||||
| 10/12/2010 | 10-1518 | CESR comment letter regarding the IASB’s Exposure Draft Leases | CESR Archive | Letter | PDF 258.38 KB |
||||
| 10/12/2010 | 10-1468 | CESR comment letter regarding EFRAG’s draft response on the IASB’s Exposure Draft Leases | CESR Archive | Letter | PDF 253.41 KB |
||||
| 10/12/2010 | 10-1456 | Letter to the European Commission regarding CESR’s supplementary report related to developments of certain third country GAAPs with regard to their equivalence under Transparency Directive and Prospectus Regulation | CESR Archive | Letter | PDF 94.08 KB |
||||
| 10/12/2010 | 10-1344 | Comment letter to the IFRS foundation regarding The annual improvements process: Proposals to amend the Due Process Handbook for the IASB | CESR Archive | Letter | PDF 98.26 KB |