ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
16
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Post Trading filter Post Trading
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Transparency filter Transparency
- Board of Supervisors (85) Apply Board of Supervisors filter
- Management Board (48) Apply Management Board filter
- Securities and Markets Stakeholder Group (41) Apply Securities and Markets Stakeholder Group filter
- Joint Committee (16) Apply Joint Committee filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- MiFID - Investor Protection (4) Apply MiFID - Investor Protection filter
- Sustainable finance (4) Apply Sustainable finance filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Prospectus (2) Apply Prospectus filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Crowdfunding (1) Apply Crowdfunding filter
- Innovation and Products (1) Apply Innovation and Products filter
- Market Integrity (1) Apply Market Integrity filter
Type of document
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (569) Apply Guidelines & Recommendations filter
- Reference (204) Apply Reference filter
- Final Report (125) Apply Final Report filter
- Report (95) Apply Report filter
- Press Release (90) Apply Press Release filter
- Consultation Paper (76) Apply Consultation Paper filter
- Letter (51) Apply Letter filter
- Compliance table (43) Apply Compliance table filter
- Statement (42) Apply Statement filter
- Speech (29) Apply Speech filter
- Opinion (28) Apply Opinion filter
- Technical Advice (18) Apply Technical Advice filter
- Technical Standards (11) Apply Technical Standards filter
- Annual Report (6) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Decision (1) Apply Decision filter
Your filters
Summary of Conclusions X Q&A X Risk Analysis & Economics - Markets Infrastructure Investors X Market Abuse X Guidelines and Technical standards X Securities Financing Transactions X Supervisory convergence X Transparency X Post Trading X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/05/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 647.98 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
||||
| 19/03/2021 | ESA 2021 12 | Joint ESA QAs BM | Post Trading | Q&A | PDF 219.07 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 14/12/2017 | ESMA70-151-957 | MiFID II Q&A on post-trading issues | MiFID - Secondary Markets, Post Trading | Q&A | PDF 280.02 KB |
||||
| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |