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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/11/2018 ESMA35-36-1262 Technical Q&As on product intervention measures on CFDs and binary options Q&A PDF
147.84 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR , Technical Advice PDF
2.8 MB
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
17/03/2017 ESMA 22-106-143 Summary of conclusions- SMSG meeting 9 February 2017 Summary of Conclusions PDF
203.3 KB
27/08/2018 ESMA22-106-1137 Summary of conclusions- SMSG meeting 25 May 2018 Summary of Conclusions PDF
205.06 KB
27/08/2018 ESMA22-106-1098 Summary of conclusions- BoS and SMSG meeting 24 May 2018 Summary of Conclusions PDF
212.42 KB
25/03/2021 ESMA22-106-3216 Summary of conclusions SMSG- 9 February 2021 Summary of Conclusions PDF
108.05 KB
08/06/2022 ESMA22-106-3869 Summary of Conclusions SMSG- 3 February 2022 Summary of Conclusions PDF
207.92 KB
22/06/2021 ESMA22-106-3342 Summary of conclusions SMSG- 24 March 2021 Summary of Conclusions PDF
97.07 KB
24/02/2022 ESMA 22-106-3766 Summary of Conclusions SMSG- 18 November 2021 Summary of Conclusions PDF
151.54 KB
08/07/2022 ESMA22-106-4078 Summary of Conclusions SMSG- 13 May 2022 Summary of Conclusions PDF
231.25 KB
03/01/2019 ESMA22-106-1606 Summary of Conclusions SMSG meeting 8-9 November 2018 Summary of Conclusions PDF
186.81 KB
16/01/2018 ESMA22-106-787 Summary of Conclusions SMSG meeting 8 November 2017 Summary of Conclusions PDF
197.72 KB
19/03/2018 ESMA22-106-916 Summary of Conclusions SMSG meeting 8 February 2018 Summary of Conclusions PDF
360.17 KB
05/03/2019 ESMA22-106-1654 Summary of Conclusions SMSG meeting 5 February 2019 Summary of Conclusions PDF
315.79 KB
05/07/2017 ESMA22-106-295 Summary of Conclusions SMSG meeting 27 April 2017 Summary of Conclusions PDF
192.82 KB
01/07/2016 2016/SMSG/016 Summary of Conclusions SMSG meeting 26-27 May 2016 Summary of Conclusions PDF
210.12 KB
17/11/2017 ESMA22-106-475 Summary of Conclusions SMSG meeting 21 September 2017 Summary of Conclusions PDF
206.1 KB
14/11/2016 2016/SMSG/018 Summary of Conclusions SMSG meeting 21 September 2016 Summary of Conclusions PDF
204.87 KB

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