ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
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24/02/2022 | ESMA22-106-3735 | Summary of Conclusions Joint BoS-SMSG- 18 November 2021 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.46 KB |
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24/02/2022 | ESMA 22-106-3766 | Summary of Conclusions SMSG- 18 November 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 151.54 KB |
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28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
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28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |
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17/12/2021 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 597.56 KB |
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17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 684.79 KB |
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19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
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22/06/2021 | ESMA22-106-3342 | Summary of conclusions SMSG- 24 March 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 97.07 KB |
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21/05/2021 | ESMA22-106-3341 | SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 82.2 KB |
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25/03/2021 | ESMA22-106-3216 | Summary of conclusions SMSG- 9 February 2021 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 108.05 KB |
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11/02/2021 | ESMA22-106-3123 | Summary of conclusions SMSG 17 December 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 103.5 KB |
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04/02/2021 | ESMA22-106-3107 | Summary of Conclusions Board of supervisors-SMSG- 17 December 2020 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 119.06 KB |
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22/12/2020 | ESMA22-106-2934 | SMSG Summary of Conclusions 1 October 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 104.05 KB |
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09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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05/10/2020 | ESMA22-106-2788 | SMSG Summary of Conclusions 9 July 2020 | Corporate Information, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 158.28 KB |
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29/06/2020 | ESMA22-106-2598 | SMSG Summary of Conclusions 6 May 2020 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 170.4 KB |