ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 21/05/2021 | ESMA22-106-3378 | SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook | Securities and Markets Stakeholder Group, Supervisory convergence | Reference | PDF 171.54 KB |
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| 24/10/2022 | ESMA24-436-1150 | Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022 | Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance | Reference | PDF 701.79 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 26/03/2021 | ESMA42-110-2045 | SSF Terms of reference | Supervisory convergence | Reference | PDF 136.51 KB |
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| 05/06/2020 | ESMA42-111-4966 | ESMA Peer Review Methodology | Supervisory convergence | Reference | PDF 291.81 KB |
This document replaces the previous version of the Peer Review Methodology |
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| 18/05/2018 | ESMA42-113-769 | SCSC Terms of Reference | Supervisory convergence | Reference | PDF 153.42 KB |
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| 06/02/2019 | ESMA42-114-647 | ESMA's Supervisory Convergence Work Programme 2019 | Board of Supervisors, Supervisory convergence | Reference | PDF 334.85 KB |
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| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 27/03/2020 | ESMA70-151-3035 | PTRR consultation_Response Form | Post Trading, Supervisory convergence | Reference | DOCX 774.88 KB |
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| 14/01/2022 | ESMA70-151-3061 | Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR | Post Trading, Supervisory convergence | Reference | PDF 339.83 KB |
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| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 18/11/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 135.33 KB |
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| 27/03/2020 | ESMA74-362-113 | Response form-Table of fields- CP on the TS under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | XLSX 67.82 KB |
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| 27/03/2020 | ESMA74-362-546 | Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | DOCX 771.64 KB |