ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
60
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Securitisation filter Securitisation
- Board of Supervisors (85) Apply Board of Supervisors filter
- Management Board (48) Apply Management Board filter
- Post Trading (16) Apply Post Trading filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Fund Management (6) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Prospectus (3) Apply Prospectus filter
- Innovation and Products (2) Apply Innovation and Products filter
- Short Selling (2) Apply Short Selling filter
- CESR Archive (1) Apply CESR Archive filter
- Market Abuse (1) Apply Market Abuse filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Technical Advice filter Technical Advice
- Reference (402) Apply Reference filter
- Opinion (187) Apply Opinion filter
- Guidelines & Recommendations (171) Apply Guidelines & Recommendations filter
- Press Release (162) Apply Press Release filter
- Letter (107) Apply Letter filter
- Statement (104) Apply Statement filter
- Consultation Paper (103) Apply Consultation Paper filter
- Final Report (103) Apply Final Report filter
- SMSG Advice (89) Apply SMSG Advice filter
- Annual Report (88) Apply Annual Report filter
- Report (83) Apply Report filter
- Speech (55) Apply Speech filter
- Decision (28) Apply Decision filter
- Investor Warning (28) Apply Investor Warning filter
- Compliance table (22) Apply Compliance table filter
- Q&A (21) Apply Q&A filter
- Technical Standards (10) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
Summary of Conclusions X Technical Advice X IFRS Supervisory Convergence X Benchmarks X Joint Committee X Market Integrity X Securitisation X MiFID - Investor Protection X Corporate Information X Securities and Markets Stakeholder Group X MiFID - Secondary Markets X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
||||
19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
30/10/2015 | 2015/SMSG/021 | SoC Joint meeting SMSG-BoS | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 114.29 KB |
||||
30/10/2015 | 2015/SMSG/022 | SoC August 2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.51 KB |
||||
30/10/2015 | 2015/SMSG/030 | SoC SMSG September | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 164.91 KB |
||||
18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
||||
18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
||||
31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
||||
11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
||||
01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |
||||
01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
||||
14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |
||||
15/02/2017 | ESMA22-247440098-122 | Summary of Conclusions BoS SMSG meeting 10 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 137.19 KB |
||||
15/02/2017 | ESMA22-247440098-121 | Summary of Conclusions SMSG meeting 10-11 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 267.71 KB |
||||
17/03/2017 | ESMA 22-106-143 | Summary of conclusions- SMSG meeting 9 February 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 203.3 KB |
||||
05/07/2017 | ESMA22-106-295 | Summary of Conclusions SMSG meeting 27 April 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 192.82 KB |
||||
13/09/2017 | ESMA22-106-348 | SoC SMSG meeting on 6-7 July 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.62 KB |
||||
13/09/2017 | ESMA22-106-349 | SoC Joint BoS and SMSG meeting 6 July 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 131.13 KB |
||||
17/11/2017 | ESMA22-106-475 | Summary of Conclusions SMSG meeting 21 September 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 206.1 KB |
||||
16/01/2018 | ESMA22-106-788 | Summary of Conclusions Joint BoS SMSG meeting 8 November 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 143.39 KB |