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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/03/2002 02-039b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
59.08 KB		 Interim report on the activities of the Committee of European Securities Regulators (CESR) to the European Commission and sent to the European Parliament and the European Securities Committee.
03/07/2003 03-174b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
129.89 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans.
03/03/2004 03-396 CESR Annual Report for 2003 CESR Archive Annual Report PDF
1.54 MB		 CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place.
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission CESR Archive Annual Report PDF
167.29 KB		 CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
07/04/2005 05-013 CESR Annual Report for 2004 CESR Archive Annual Report PDF
2.62 MB		 The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission
26/06/2006 06-004 CESR Annual Report for 2005 CESR Archive Annual Report PDF
2.08 MB
08/12/2006 06-421 Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
253.44 KB
28/09/2007 07-003 CESR Annual Report for 2006 CESR Archive Annual Report PDF
2.88 MB
30/01/2008 07-671 Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
384.66 KB
25/07/2008 08-103 CESR Annual Report for 2007 CESR Archive Annual Report PDF
4.89 MB
17/10/2008 08-678 Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
347.11 KB
27/07/2009 09-744 CESR Annual Report for 2008 CESR Archive Annual Report PDF
3.8 MB
18/11/2009 09-782 CESR 2009 Half-Yearly Report CESR Archive Annual Report PDF
925.93 KB
26/10/2010 10-1027 CESR 2010 Half-Yearly Report CESR Archive Annual Report PDF
902.07 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
18/06/2010 10-766 CESR Annual Report for 2009 CESR Archive Annual Report PDF
4.59 MB
01/01/2003 2001-2002 CESR Annual Report for 2001-2002 CESR Archive Annual Report PDF
12.39 MB
20/04/2012 2012/236 ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS Short Selling, Market Integrity Technical Advice PDF
509.39 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Technical Advice PDF
2.8 MB		 Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
16/02/2015 2015/280 ESMA supervision of Credit Rating Agencies and Trade Repositories Corporate Information, Credit Rating Agencies, Post Trading Annual Report PDF
891.95 KB		 This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015.

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