ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
61
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Brexit filter Brexit
- CESR Archive (207) Apply CESR Archive filter
- Corporate Information (79) Apply Corporate Information filter
- Board of Supervisors (70) Apply Board of Supervisors filter
- Post Trading (59) Apply Post Trading filter
- Fund Management (43) Apply Fund Management filter
- Management Board (38) Apply Management Board filter
- MiFID - Secondary Markets (35) Apply MiFID - Secondary Markets filter
- Securities and Markets Stakeholder Group (34) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (33) Apply Credit Rating Agencies filter
- Joint Committee (24) Apply Joint Committee filter
- Market Abuse (14) Apply Market Abuse filter
- Prospectus (14) Apply Prospectus filter
- Benchmarks (10) Apply Benchmarks filter
- Market Integrity (10) Apply Market Integrity filter
- Securitisation (8) Apply Securitisation filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Short Selling (7) Apply Short Selling filter
- Trading (7) Apply Trading filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Transparency (5) Apply Transparency filter
- Corporate Finance (4) Apply Corporate Finance filter
- Guidelines and Technical standards (4) Apply Guidelines and Technical standards filter
- Innovation and Products (4) Apply Innovation and Products filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- CCP Directorate (2) Apply CCP Directorate filter
- Sustainable finance (2) Apply Sustainable finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Letter (172) Apply Letter filter
- Reference (123) Apply Reference filter
- Press Release (119) Apply Press Release filter
- Final Report (84) Apply Final Report filter
- Guidelines & Recommendations (81) Apply Guidelines & Recommendations filter
- Statement (70) Apply Statement filter
- Report (66) Apply Report filter
- Opinion (64) Apply Opinion filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (26) Apply Speech filter
- Compliance table (11) Apply Compliance table filter
- Technical Advice (7) Apply Technical Advice filter
- Decision (5) Apply Decision filter
- Technical Standards (4) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
Your filters
Summary of Conclusions X Annual Report X Q&A X Consultation Paper X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X Corporate Disclosure X Trade Repositories X Brexit X MiFID - Investor Protection X Corporate Governance X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
||||
| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |
||||
| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 208.93 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 31/07/2020 | ESMA35-43-2464 TC | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 744.01 KB |
||||
| 31/07/2020 | ESMA35-43-2464 | Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders | MiFID - Investor Protection | Consultation Paper | PDF 711.12 KB |
||||
| 09/07/2020 | ESMA74-362-608 | Guidelines on calculation of positions in SFTs by Trade Repositories | Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 799.81 KB |
||||
| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
||||
| 17/04/2020 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 329.01 KB |
||||
| 02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
| 27/03/2020 | ESMA74-362-47 | CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Consultation Paper | PDF 2.66 MB |
||||
| 26/03/2020 | ESMA70-151-2852 | Consultation Report PTRR Services- Article 85(3a) of EMIR | Post Trading, Supervisory convergence | Consultation Paper | PDF 537.27 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 17/02/2020 | ESMA70-708036281-2 | Questions and Answers on CSDR | Post Trading, Supervisory convergence | Q&A | PDF 575.59 KB |
||||
| 31/01/2020 | ESMA35-43-2131 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Consultation Paper | PDF 1.23 MB |
||||
| 11/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 500.44 KB |
||||
| 04/12/2019 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 500.53 KB |
||||
| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
||||
| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |