ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/08/2022 | ESMA34-45-974 | Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Compliance table | PDF 230.68 KB |
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| 17/08/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 232.45 KB |
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| 08/07/2022 | ESMA34-463-941 | Report on Penalties and measures imposed under the AIFMD in 2021 | Fund Management | Report | PDF 793.12 KB |
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| 08/07/2022 | ESMA34-45-1647 | Report on Penalties and measures imposed under the UCITS Directive in 2021 | Fund Management | Report | PDF 449.54 KB |
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| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
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| 09/06/2022 | ESMA 50-165-2153 | ESMA Trends, Risks and Vulnerabilities report- Risk update | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 340.8 KB |
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| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
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| 17/05/2022 | ESMA32-63-1224 | 26th Extract of EECS's Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 569.85 KB |
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| 02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
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| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
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| 13/04/2022 | JC 2022 09 | Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 949.47 KB |
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| 05/04/2022 | ESMA 50-165-1677 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2022 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 2.08 MB |
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| 15/02/2022 | ESMA50-165-2058 | ESMA report on trends, risks and vulnerabilities No.1 2022 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 929.81 KB |
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| 03/02/2022 | ESMA50-165-1948 | EU Alternative Investment Funds- 2022 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.46 MB |
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| 17/12/2021 | ESMA50-165-2001 | ASR on EU Derivatives markets- 2021 | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.92 MB |
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| 17/12/2021 | ESMA50-165-2004 | ASR on EU Securities markets- 2021 | Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.2 MB |
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| 15/12/2021 | ESMA32-339-169 | Report on the application of the IFRS 7 and IFRS 9 requirements regarding banks’ expected credit losses | Corporate Disclosure, IFRS Supervisory Convergence | Report | PDF 3.69 MB |
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| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
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| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
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| 19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |