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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|11/02/2016||2016/214||ToR OWG Prospectus||Prospectus||Reference||PDF
|04/04/2016||2016/217||ToR IFRS PG||IFRS Supervisory Convergence||Reference||PDF
|04/04/2016||2016/216||ToR EECS||IFRS Supervisory Convergence||Reference||PDF
|27/10/2017||ESMA32-63-364||Summary of results of the fact finding exercise on IFRS 9 and IFRS 15||Corporate Disclosure, IFRS Supervisory Convergence||Reference||PDF
|08/12/2020||ESMA32-67-765||Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them||IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency||Speech||PDF
|06/07/2017||ESMA31-62-650 reply form||Response form_Consultation Paper on scrutiny and approval||Prospectus||Reference||DOCX
|06/07/2017||ESMA31-62-532 reply form||Response form_Consultation Paper on format and content of the prospectus||Prospectus||Reference||DOCX
|06/07/2017||ESMA31-62-649 reply form||Response form_Consultation Paper on EU Growth prospectus||Prospectus||Reference||DOCX
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|15/12/2017||ESMA31-62-802 reply form||Response form- Consultation Paper on draft RTS under the new Prospectus Regulation||Prospectus||Reference||DOCX
|12/07/2019||ESMA31-62-1333||Response form consultation on Guidelines on disclosure requirements under the Prospectus Regulation||Prospectus||Reference||DOCX
|08/11/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|01/02/2016||2016/200||MiFID registers- information about web service||Short Selling, MiFID - Secondary Markets||Reference||PDF
This document sets out the web service for the following registers:
Shares admitted to trading on regulation markets
Multilateral trading facilities
|26/01/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|26/01/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|23/10/2020||ESMA31-62-1193||List of prospectus thresholds||Corporate Disclosure, Corporate Finance, Prospectus||Reference||PDF
|15/07/2021||ESMA 32-63-365||List of decisions published from the EECS’s Database of Enforcement||IFRS Supervisory Convergence||Reference||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|29/03/2021||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|19/10/2012||2012/680||Links to national websites for the purpose of the notification of net short positions||Short Selling||Reference||PDF