ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/09/2021 ESMA70-156-3914 Consultation Paper on the review of certain aspects of the Short Selling Regulation Consultation Paper PDF
1.19 MB
25/08/2021 Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Guidelines & Recommendations PDF
1.34 MB
25/08/2021 Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Guidelines & Recommendations ZIP
7.53 MB
25/08/2021 Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Guidelines & Recommendations PDF
584.04 KB
25/08/2021 Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Guidelines & Recommendations ZIP
6.5 MB
25/08/2021 Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Guidelines & Recommendations PDF
310.5 KB
25/08/2021 Joint Committee JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices Consultation Paper PDF
366.32 KB
25/08/2021 Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines & Recommendations ZIP
3.38 MB
07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Annual Report PDF
1.01 MB
23/04/2020 JC 2020 16 Joint ESA consultation on ESG disclosures , Consultation Paper PDF
911.13 KB
02/04/2020 ESMA70-151-2823 ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 , , Consultation Paper PDF
309.21 KB
16/12/2019 JC/2019/81 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Guidelines & Recommendations PDF
1.34 MB
16/10/2019 JC-2019-63 Consultation Paper on amendments to PRIIPs KID , Consultation Paper PDF
2.42 MB
09/04/2019 2019 19 Joint Committee Annual Report 2018 Annual Report PDF
198.17 KB
21/03/2018 ESMA71-99-598 Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , , Guidelines & Recommendations ZIP
871.26 KB
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26/09/2017 ESMA71-99-598 Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders , , Guidelines & Recommendations PDF
1.48 MB
07/07/2017 ESMA70-145-127 Consultation paper on the evaluation of the short-selling regulation , Consultation Paper PDF
1.46 MB
19/12/2016 JC/2016/86 Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions Consultation Paper PDF
538.4 KB
04/12/2015 2013/74 HR Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve Guidelines & Recommendations PDF
671.15 KB
04/12/2015 JC/2015/080 Discussion Paper on automation in financial advice Consultation Paper PDF
344.48 KB

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