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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
278.69 KB
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25/08/2021 Joint Committee JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions Guidelines & Recommendations PDF
1.34 MB
25/08/2021 Joint Committee JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector Guidelines & Recommendations ZIP
7.53 MB
25/08/2021 Joint Committee JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings Guidelines & Recommendations PDF
584.04 KB
25/08/2021 Joint Committee JC 2014 Guidelines on Consistency of supervisory practices for FiCos Guidelines & Recommendations ZIP
6.5 MB
25/08/2021 Joint Committee JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates Guidelines & Recommendations PDF
310.5 KB
25/08/2021 Joint Committee JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines & Recommendations ZIP
3.38 MB
22/06/2021 ESMA22-106-3342 Summary of conclusions SMSG- 24 March 2021 Summary of Conclusions PDF
97.07 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 , Summary of Conclusions PDF
82.2 KB
07/04/2021 ESMA33-9-295 Guidelines on the submission of periodic information to ESMA by Credit Rating Agencies – 2nd Edition Guidelines & Recommendations PDF
338.43 KB
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07/04/2021 JC 2021 08 Joint Committee Annual Report 2020 Annual Report PDF
1.01 MB
25/03/2021 ESMA22-106-3216 Summary of conclusions SMSG- 9 February 2021 Summary of Conclusions PDF
108.05 KB
12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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11/02/2021 ESMA22-106-3123 Summary of conclusions SMSG 17 December 2020 Summary of Conclusions PDF
103.5 KB
04/02/2021 ESMA22-106-3107 Summary of Conclusions Board of supervisors-SMSG- 17 December 2020 , Summary of Conclusions PDF
119.06 KB
22/12/2020 ESMA22-106-2934 SMSG Summary of Conclusions 1 October 2020 Summary of Conclusions PDF
104.05 KB
14/12/2020 ESMA 33-9-383 CRA Market Share Calculation 2020 Annual Report PDF
511.26 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
05/10/2020 ESMA22-106-2788 SMSG Summary of Conclusions 9 July 2020 , Summary of Conclusions PDF
158.28 KB

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