ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Trade Repositories filter Trade Repositories
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- Board of Supervisors (95) Apply Board of Supervisors filter
- Corporate Information (82) Apply Corporate Information filter
- MiFID - Investor Protection (63) Apply MiFID - Investor Protection filter
- Management Board (52) Apply Management Board filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Post Trading (26) Apply Post Trading filter
- Joint Committee (19) Apply Joint Committee filter
- CESR Archive (17) Apply CESR Archive filter
- Fund Management (14) Apply Fund Management filter
- Credit Rating Agencies (13) Apply Credit Rating Agencies filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (11) Apply Market Abuse filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Brexit (4) Apply Brexit filter
- Prospectus (4) Apply Prospectus filter
- Innovation and Products (3) Apply Innovation and Products filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Corporate Finance (1) Apply Corporate Finance filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Standards filter Technical Standards
- Letter (184) Apply Letter filter
- Reference (168) Apply Reference filter
- Press Release (108) Apply Press Release filter
- Final Report (91) Apply Final Report filter
- Report (90) Apply Report filter
- Statement (53) Apply Statement filter
- Consultation Paper (43) Apply Consultation Paper filter
- Speech (27) Apply Speech filter
- Q&A (13) Apply Q&A filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Compliance table (7) Apply Compliance table filter
- Decision (5) Apply Decision filter
- Technical Advice (5) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
Your filters
Summary of Conclusions X Annual Report X Technical Standards X Opinion X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X Corporate Disclosure X Trade Repositories X Benchmarks X Securitisation X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
||||
01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
||||
25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
||||
10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
||||
09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
29/04/2020 | ESMA41-137-1299 | ESMAR Article 9a(2) Opinion- BMR EC | Benchmarks | Opinion | PDF 130.45 KB |
||||
29/04/2020 | ESMA41-137-1300 | ESMAR Article 9a(3) Opinion- BMR NCA | Benchmarks | Opinion | PDF 126.5 KB |
||||
26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |