ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
149
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Short Selling filter Short Selling
- Press Releases (324) Apply Press Releases filter
- CESR Archive (249) Apply CESR Archive filter
- Securities and Markets Stakeholder Group (140) Apply Securities and Markets Stakeholder Group filter
- Board of Supervisors (117) Apply Board of Supervisors filter
- Management Board (72) Apply Management Board filter
- Credit Rating Agencies (55) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (35) Apply MiFID - Investor Protection filter
- Corporate Information (29) Apply Corporate Information filter
- MiFID - Secondary Markets (28) Apply MiFID - Secondary Markets filter
- Risk Analysis & Economics - Markets Infrastructure Investors (28) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (26) Apply Post Trading filter
- Supervisory convergence (26) Apply Supervisory convergence filter
- Brexit (14) Apply Brexit filter
- Sustainable finance (12) Apply Sustainable finance filter
- CCP Directorate (9) Apply CCP Directorate filter
- Innovation and Products (9) Apply Innovation and Products filter
- Market Integrity (8) Apply Market Integrity filter
- Market Abuse (7) Apply Market Abuse filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Prospectus (7) Apply Prospectus filter
- Securitisation (6) Apply Securitisation filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- Corporate Governance (5) Apply Corporate Governance filter
- COVID-19 (4) Apply COVID-19 filter
- IAS Regulation (4) Apply IAS Regulation filter
- Board of Appeal (3) Apply Board of Appeal filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- International cooperation (3) Apply International cooperation filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Transparency (3) Apply Transparency filter
- Audit (2) Apply Audit filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove SMSG Advice filter SMSG Advice
- Letter (241) Apply Letter filter
- Guidelines & Recommendations (214) Apply Guidelines & Recommendations filter
- Reference (207) Apply Reference filter
- Final Report (95) Apply Final Report filter
- Consultation Paper (92) Apply Consultation Paper filter
- Statement (77) Apply Statement filter
- Report (74) Apply Report filter
- Opinion (52) Apply Opinion filter
- Speech (43) Apply Speech filter
- Compliance table (22) Apply Compliance table filter
- Q&A (21) Apply Q&A filter
- Decision (17) Apply Decision filter
- Technical Advice (13) Apply Technical Advice filter
- Technical Standards (10) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Summary of Conclusions X SMSG Advice X Press Release X IFRS Supervisory Convergence X Benchmarks X Joint Committee X Trade Repositories X Short Selling X Corporate Disclosure X Fund Management X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/82 | Press release- ESMA establishes a framework for third country prospectus and applies this new framework to facilitate Israeli issuers access | Prospectus, Corporate Disclosure, Press Releases | Press Release | PDF 189.19 KB |
||||
| 14/04/2011 | 2011/118 | Press release- ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Press Releases | Press Release | PDF 31.34 KB |
||||
| 15/04/2011 | 2011/123 | Press release- ESMA seeks preliminary views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 39.69 KB |
||||
| 13/07/2011 | 2011/214 | Press release- ESMA seeks views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 58.32 KB |
||||
| 22/07/2011 | 2011/221 | Press release- ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS | Fund Management, Press Releases | Press Release | PDF 33.85 KB |
||||
| 23/08/2011 | 2011/271 | Press release- ESMA consults on future rules for alternative investment fund managers and the treatment of third country entities | Fund Management, Press Releases | Press Release | PDF 64.05 KB |
||||
| 21/10/2011 | 2011/354 | Press release- European enforcers see good level of IFRS application in 2010 | IFRS Supervisory Convergence, Press Releases | Press Release | PDF 31.97 KB |
||||
| 03/11/2011 | JC 2011/094 | Press release- ESMA, EBA and EIOPA appoint members of Joint Board of Appeal | Joint Committee, Board of Appeal, Press Releases | Press Release | PDF 24.72 KB |
||||
| 16/11/2011 | 2011/378 | Press release- ESMA details future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 61.82 KB |
||||
| 02/12/2011 | 2011/414 | Press release- ESMA gathers worldwide supervisors to discuss enforcement of IFRS | IFRS Supervisory Convergence, Press Releases | Press Release | PDF 28.53 KB |
||||
| 30/01/2012 | 2012/43 | ESMA outlines future regulatory framework for ETFs and other UCITS issues | Fund Management, Press Releases | Press Release | PDF 146.49 KB |
ESMA publishes today a consultation paper (ESMA/2012/44) setting out future guidelines on UCITS Exchange-Traded Funds (UCITS ETFs) and other UCITS-related issues. The proposals cover both synthetic and physical UCITS ETFs and detail the obligations to come for UCITS ETFs, index-tracking UCITS, efficient portfolio management techniques, total return swaps and strategy indices for UCITS. ESMA’s proposals therefore go wider than ETFs and cover such areas as the use of total return swaps by any UCITS, for which ESMA envisages additional obligations with respect to the collateral to be provided, or UCITS investing in strategy indices, where the requirements on eligibility of such indices have been tightened. The proposals also include placing an obligation on UCITS ETFs to use an identifier and facili-tating the ability of investors to redeem their shares, whether in the secondary market or directly with the ETF provider. | |||
| 01/03/2012 | 2012/140 | ESMA advises European Commission on Prospectus Directive’s overhaul- Advice covers possible delegated acts | Prospectus, Corporate Disclosure, Press Releases | Press Release | PDF 115.14 KB |
||||
| 27/03/2012 | 2012/224 | ESMA seeks views on proxy advisors | Press Releases, Corporate Governance, Corporate Disclosure | Press Release | PDF 170.89 KB |
ESMA published last Thursday a discussion paper (ESMA/2012/212) on proxy advisors active in the European Union, seeking views of stakeholders. The paper aims at giving an overview of the state and structure of the market, advisor’s methodologies, and on possible policy options. Generally, proxy advisors assist (institutional) investors and asset managers in their voting policy and strategy. Currently, there are no rules in place on a pan-European basis regarding proxy advisors. ESMA will use the feedback received on this paper to publish a feedback statement in Q4 of 2012, which will also include ESMA’s view on whether there is a need for policy action in the area. | |||
| 11/04/2012 | JC/2012/30 | EBA, ESMA and EIOPA publish two reports on Money Laundering | Joint Committee, Press Releases | Press Release | PDF 69.92 KB |
||||
| 28/06/2012 | 2012/441 | ESMA proposes remuneration guidelines for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 183.45 KB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper on proposed Guidelines on remuneration of alternative investment fund managers (AIFMs). ESMA’s future guidelines will apply to managers managing alternative investment funds (AIFs) including hedge funds, private equity funds and real estate funds. These funds will be asked to introduce sound and prudent remuneration policies and structures with the aim of increasing investor protection and avoiding conflicts of interest that may lead to excessive risk taking. | |||
| 25/07/2012 | 2012/475 | ESMA publishes ETF guidelines and consults on repo arrangements | Fund Management, Press Releases | Press Release | PDF 119.34 KB |
The European Securities and Markets Authority (ESMA) has today published guidelines on Exchange-Traded Funds (ETFs) and other UCITS issues. These guidelines will apply to national securities markets regulators and UCITS management companies.ESMA is also seeking views on the appropriate treatment of repo and reverse repo arrangements in the context of the guidelines on ETFs and other UCITS issues. | |||
| 26/07/2012 | 2012/483 | ESMA publishes review of accounting treatment of Greek sovereign debt | Corporate Disclosure, IFRS Supervisory Convergence | Press Release | PDF 122.97 KB |
The European Securities and Markets Authority (ESMA) has today published Review of Greek Government Bonds accounting practices in the IFRS Financial Statements for the year ended 31 December 2011, which sets out the results of the review conducted by ESMA on accounting practices and disclosures regarding exposure to Greek government bonds. The ESMA review considered a sample of 42 European financial institutions, each with significant exposure to Greek government bonds totalling an estimated gross exposure of around €80 billion. |
|||
| 31/08/2012 | JC/2012/70 | ESAs consult on the application of the capital calculation methods for financial conglomerates | Joint Committee, Press Releases | Press Release | PDF 175.07 KB |
||||
| 17/09/2012 | 2012/582 | ESMA consults on market maker and primary dealer exemption for short selling | Short Selling, Press Releases | Press Release | PDF 113.92 KB |
||||
| 12/11/2012 | 2012/730 | ESMA announces enforcement priorities for 2012 financial statements | IFRS Supervisory Convergence, Press Releases | Press Release | PDF 164.68 KB |