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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/05/2005 05-274 Feedback Statement- Market Abuse Directive, Level 3 – first set of guidance and information on the common operation of the Directive Market Abuse Final Report PDF
79.76 KB		 http://www.cesr-eu.org/data/document/05_274.pdf
22/11/2007 07-693 Report on Administrative Measures and Sanctions available in Member States under the Market Abuse Directive (MAD) Market Abuse Final Report PDF
3.44 MB
28/02/2008 08-099 CESR Executive summary to the report on administrative measures and sanctions as well as the criminal sanctions available in Member States under the Market Abuse Directive Market Abuse Final Report PDF
874.1 KB
20/09/2013 2013/1138 Trends, Risks, Vulnerabilities No. 2, 2013 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.92 MB
20/09/2013 2013/1139 ESMA Risk Dashboard No.3, 2013 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
891.55 KB
15/11/2013 2013/1454 ESMA Risk Dashboard No.4, 2013 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
1.12 MB		 The European Securities and Markets Authority (ESMA) is publishing its Risk Dashboard No.4 for 2013. The Risk Dashboard provides a snapshot of risk issues in the third quarter of 2013 and covers the following areas: Economic environment and securities markets conditions; Liquidity Risk; Market Risk; Contagion Risk; and Credit Risk.
14/02/2013 2013/212 Trends, Risks and Vulnerabilities report Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.03 MB
14/02/2013 2013/213 ESMA Risk Dashboard No.1, 2013 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
717.92 KB
03/07/2013 2013/326 Retailisation in the EU Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
976.31 KB
06/06/2013 2013/658 Final Report- ESMA-EBA Principles for Benchmark-Setting Processes in the EU Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
620.19 KB
10/06/2013 2013/712 ESMA Risk Dashboard No.2, 2013 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
806.84 KB
01/07/2013 2013/805 Supervisory Practices under MAD- Peer review report and Good Practices Market Abuse, Supervisory convergence Final Report PDF
1.17 MB		 ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD).  The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse.
01/07/2013 2013/806 Supervisory Practices under MAD- Mapping Report Market Abuse, Supervisory convergence Final Report PDF
315.44 KB		 ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive.
14/11/2014 2014/1341 ESMA Risk Dashboard No. 4, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
766.77 KB		 The European Securities and Markets Authority (ESMA) has today published its Risk dashboard for the third quarter of 2014. ESMA’s Risk Dashboard assess the risks associated to European financial markets looking into liquidity, market, contagion and credit risks. The Dashboard finds that in 3Q14 EU systemic stress indicators increased, after experiencing a calm 2Q14. Contagion risk augmented and liquidity and market risk remained on high levels, with potential for further increases ahead. Credit risk receded though remaining at a high level. Overall, market sentiment continued to be at odds with sluggish economic fundamentals and guarded expectations. An environment of ultra-low interest rates supported markets and preserved the current hunt-for-yield behaviour of investors. However, markets recognised resulting new balance sheet risks, as risk spreads increased, equity valuation moderated and expectations for future short-term interest rates fanned out. Due to these offsetting forces liquidity risk and market risk remained stable, preserving the risk of critical market corrections for the future. The systemic impact of such corrections could be exacerbated by liquidity bottlenecks, such as might arise from structural factors such as thin dealer markets or rising collateral requirements.
12/03/2014 2014/188 Trends, Risks, Vulnerabilities No. 1, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.33 MB
12/03/2014 2014/197 ESMA Risk Dashboard No.1, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
743.09 KB
16/05/2014 2014/536 ESMA Risk Dashboard No.2, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
782.65 KB
03/09/2014 2014/883 ESMA Risk Dashboard No. 3, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
763.54 KB
03/09/2014 2014/884 Report on Trends Risks Vulnerabilities No. 2, 2014 Risk Analysis & Economics - Markets Infrastructure Investors Final Report PDF
2.5 MB
28/09/2015 2015-ESMA-1455 Final Report MAR TS Market Abuse Technical Standards PDF
1.77 MB

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