ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
233
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Management Board filter Management Board
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Brexit filter Brexit
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- CESR Archive (285) Apply CESR Archive filter
- Post Trading (118) Apply Post Trading filter
- Board of Supervisors (114) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (82) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Joint Committee (75) Apply Joint Committee filter
- Corporate Disclosure (71) Apply Corporate Disclosure filter
- MiFID - Investor Protection (66) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (60) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (57) Apply MiFID - Secondary Markets filter
- IFRS Supervisory Convergence (54) Apply IFRS Supervisory Convergence filter
- Securities and Markets Stakeholder Group (53) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (48) Apply Credit Rating Agencies filter
- CCP Directorate (32) Apply CCP Directorate filter
- Prospectus (30) Apply Prospectus filter
- Corporate Information (29) Apply Corporate Information filter
- Market Integrity (28) Apply Market Integrity filter
- Innovation and Products (27) Apply Innovation and Products filter
- Press Releases (27) Apply Press Releases filter
- Benchmarks (24) Apply Benchmarks filter
- COVID-19 (22) Apply COVID-19 filter
- Market data (20) Apply Market data filter
- Sustainable finance (17) Apply Sustainable finance filter
- Trade Repositories (15) Apply Trade Repositories filter
- Securities Financing Transactions (12) Apply Securities Financing Transactions filter
- Securitisation (9) Apply Securitisation filter
- Trading (9) Apply Trading filter
- IAS Regulation (8) Apply IAS Regulation filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Corporate Finance (6) Apply Corporate Finance filter
- Corporate Governance (6) Apply Corporate Governance filter
- European Single Electronic Format (5) Apply European Single Electronic Format filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Speeches (4) Apply Speeches filter
- Transparency (4) Apply Transparency filter
- Audit (2) Apply Audit filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Statement filter Statement
- (-) Remove Report filter Report
- (-) Remove Summary of Conclusions filter Summary of Conclusions
- (-) Remove Compliance table filter Compliance table
- Reference (153) Apply Reference filter
- Guidelines & Recommendations (137) Apply Guidelines & Recommendations filter
- Press Release (115) Apply Press Release filter
- Consultation Paper (63) Apply Consultation Paper filter
- Opinion (54) Apply Opinion filter
- Speech (37) Apply Speech filter
- Letter (27) Apply Letter filter
- Decision (20) Apply Decision filter
- Q&A (17) Apply Q&A filter
- Technical Advice (10) Apply Technical Advice filter
- Annual Report (6) Apply Annual Report filter
- Technical Standards (6) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters
Summary of Conclusions X Report X Compliance table X Statement X Final Report X Brexit X Market Abuse X Short Selling X Fund Management X Supervisory convergence X Management Board X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/08/2022 | ESMA34-45-974 | Compliance table on Guidelines on liquidity stress testing in UCITS and AIFs | Fund Management, Guidelines and Technical standards | Compliance table | PDF 230.68 KB |
||||
| 17/08/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 232.45 KB |
||||
| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
||||
| 08/07/2022 | ESMA34-463-941 | Report on Penalties and measures imposed under the AIFMD in 2021 | Fund Management | Report | PDF 793.12 KB |
||||
| 08/07/2022 | ESMA34-45-1647 | Report on Penalties and measures imposed under the UCITS Directive in 2021 | Fund Management | Report | PDF 449.54 KB |
||||
| 08/07/2022 | ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | MiFID - Investor Protection, Supervisory convergence | Statement | PDF 97.86 KB |
||||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 31/05/2022 | ESMA34-45-1673 | Final report- On the 2021 CSA on costs and fees | Fund Management | Final Report | PDF 243.65 KB |
||||
| 16/05/2022 | ESMA34-45-1633 | Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios | Fund Management | Statement | PDF 125.27 KB |
||||
| 10/05/2022 | JC 2022 10 | Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID | Fund Management, Joint Committee | Statement | PDF 889.98 KB |
||||
| 02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 04/04/2022 | ESMA70-448-10 | Final Report- Short Selling Regulation Review | Short Selling | Final Report | PDF 749.55 KB |
||||
| 01/04/2022 | ESMA74-47-607 | EMIR_and_SFTR_dq_report | Market data, Supervisory convergence | Final Report | PDF 1.53 MB |
||||
| 25/03/2022 | ESMA22-106-3851 | Summary of Conclusions Management Board- 25 January 2022 | Management Board | Summary of Conclusions | PDF 91.06 KB |
||||
| 25/03/2022 | ESMA91-398-4843 | ESMA Public Statement UK CCPs March 2022 | Brexit, CCP Directorate, Post Trading | Statement | PDF 108.48 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
||||
| 16/02/2022 | ESMA34-49-437 | Final report- ESMA opinion on the review of the Money Market Fund Regulation | Fund Management | Final Report | PDF 975.15 KB |
||||
| 14/02/2022 | ESMA50-1664-5224 | Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 | Fund Management, Guidelines and Technical standards | Final Report | PDF 637.33 KB |