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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|09/09/2021||ESACD 2021||Programme for the joint ESA Consumer Day 2021||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF
|07/09/2021||ESMA34-46-101||Register of authorised European long-term investment funds (ELTIFs)||Fund Management||Reference||XLSX
|03/09/2021||ESMA34-32-418||AIFMD MoUs signed by the EU authorities||Fund Management, International cooperation||Reference||XLSX
|11/08/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|04/08/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|02/08/2021||CFA IPI 27/07/2021||Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection||MiFID - Investor Protection||Reference||PDF
|02/08/2021||CFA PRIIPS 27/07/2021||Call for advice to the Joint Committee of the European Supervisory Authorities regarding the PRIIPs Regulation||Fund Management, Joint Committee||Reference||PDF
|15/07/2021||ESMA70-156-4731||Response form for the Consultation Paper on MAR Guidelines||Market Abuse||Reference||DOCX
|02/07/2021||ESMA35-36-2319||Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body||MiFID - Investor Protection||Reference||XLSX
|31/05/2021||2021/Q2 IFR list||Further instruments and funds qualifying as own funds for investment firms||Fund Management, Joint Committee||Reference||XLSX
|13/04/2021||ESMA34-49-309 response form||Response form to CP on MMFR review||Fund Management||Reference||DOCX
|29/03/2021||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|15/02/2021||ESMA34-47-369||Call for expression of interest IMSC CWG 2021||Fund Management||Reference||PDF
|01/02/2021||ESMA50-164-4105||Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019||Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|12/01/2021||ESMA WP-2021-02||ESMA working paper on equity funds and derivatives||Fund Management, Innovation and Products||Reference||PDF
|08/01/2021||ESMA35-43-1410||Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting||MiFID - Investor Protection||Reference||PDF
|04/01/2021||ESMA70-145-1020||List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons||Market Abuse||Reference||PDF