ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Speeches filter Speeches
- (-) Remove Market data filter Market data
- (-) Remove Audit filter Audit
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- Post Trading (46) Apply Post Trading filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- MiFID - Secondary Markets (37) Apply MiFID - Secondary Markets filter
- Brexit (33) Apply Brexit filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Fund Management (25) Apply Fund Management filter
- Credit Rating Agencies (23) Apply Credit Rating Agencies filter
- Corporate Information (21) Apply Corporate Information filter
- Joint Committee (21) Apply Joint Committee filter
- Press Releases (21) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Market Integrity (15) Apply Market Integrity filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Benchmarks (11) Apply Benchmarks filter
- Innovation and Products (10) Apply Innovation and Products filter
- Trade Repositories (8) Apply Trade Repositories filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (7) Apply Prospectus filter
- Short Selling (7) Apply Short Selling filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- CCP Directorate (5) Apply CCP Directorate filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Transparency (4) Apply Transparency filter
- Management Board (3) Apply Management Board filter
- Securitisation (3) Apply Securitisation filter
- Trading (3) Apply Trading filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Final Report (311) Apply Final Report filter
- Press Release (283) Apply Press Release filter
- Consultation Paper (204) Apply Consultation Paper filter
- Reference (191) Apply Reference filter
- Speech (185) Apply Speech filter
- Letter (123) Apply Letter filter
- CESR Document (110) Apply CESR Document filter
- SMSG Advice (89) Apply SMSG Advice filter
- Summary of Conclusions (42) Apply Summary of Conclusions filter
- Report (29) Apply Report filter
- Annual Report (19) Apply Annual Report filter
- Opinion (9) Apply Opinion filter
- Guidelines & Recommendations (8) Apply Guidelines & Recommendations filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Compliance table (3) Apply Compliance table filter
- Decision (3) Apply Decision filter
- Technical Advice (2) Apply Technical Advice filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.16 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 02/06/2022 | JC 2022 23 | Clarifications on the ESAs' draft RTS under SFDR | Joint Committee, Sustainable finance | Statement | PDF 306.38 KB |
||||
| 25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
| 13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 14/12/2021 | ESMA74-426-1315 | DRSP Public Statement on transfer of competences and duties relating to certain data reporting services providers from NCA's to ESMA | Market data | Statement | PDF 85.76 KB |
||||
| 30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
| 13/04/2021 | ESMA74-362-1934 | Updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 128.32 KB |
||||
| 25/02/2021 | JC 2021 06 | Joint ESAs supervisory statement- SFDR | Joint Committee, Sustainable finance | Statement | PDF 220.21 KB |
||||
| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CNS Chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | PDF 87.3 KB |
||||
| 28/01/2021 | ESMA71-99-1544 | ESMA appoints new IPISC and CSN chairs | Board of Supervisors, Corporate Information, MiFID - Investor Protection, Sustainable finance | Statement | |||||
| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
||||
| 11/06/2020 | ESMA32-334-245 | ESMA response to EC Consultation on NFRD | Corporate Disclosure, Sustainable finance | Statement | PDF 429.86 KB |
||||
| 27/02/2020 | ESMA/2014/677-REV | Information on shareholder cooperation and acting in concert under the Takeover Bids Directive | Corporate Disclosure, Corporate Governance | Statement | PDF 368.97 KB |
The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA. |
|||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 07/03/2017 | ESMA22-106-141 | Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | Statement | PDF 91.5 KB |
Joint Statement of the SMSG and the BSG on the Draft Guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 10/11/2016 | 2016-1563 | Issues for consideration in implementing IFRS 9: Financial Instruments | Audit, Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 256.22 KB |
||||
| 20/06/2016 | 2016/940 | Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 | Speeches, MiFID - Secondary Markets | Statement | PDF 235.65 KB |
||||
| 13/06/2016 | 2016/943 | Statement by Verena Ross at ECON Public Hearing on Securitisation | Board of Supervisors, Speeches | Statement | PDF 242.38 KB |