ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove Market data filter Market data
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (286) Apply CESR Archive filter
- Post Trading (67) Apply Post Trading filter
- Joint Committee (40) Apply Joint Committee filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (31) Apply Fund Management filter
- Corporate Disclosure (30) Apply Corporate Disclosure filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- Credit Rating Agencies (26) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- Market Abuse (19) Apply Market Abuse filter
- CCP Directorate (18) Apply CCP Directorate filter
- Prospectus (18) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (12) Apply Guidelines and Technical standards filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Short Selling (7) Apply Short Selling filter
- Securitisation (6) Apply Securitisation filter
- Trade Repositories (6) Apply Trade Repositories filter
- Trading (6) Apply Trading filter
- Corporate Finance (4) Apply Corporate Finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Transparency (4) Apply Transparency filter
- Brexit (2) Apply Brexit filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- Reference (210) Apply Reference filter
- Investor Warning (93) Apply Investor Warning filter
- Annual Report (78) Apply Annual Report filter
- Press Release (59) Apply Press Release filter
- Summary of Conclusions (49) Apply Summary of Conclusions filter
- Statement (36) Apply Statement filter
- Speech (31) Apply Speech filter
- Report (28) Apply Report filter
- Decision (13) Apply Decision filter
- Letter (13) Apply Letter filter
- Consultation Paper (11) Apply Consultation Paper filter
- Opinion (6) Apply Opinion filter
- Guidelines & Recommendations (3) Apply Guidelines & Recommendations filter
- Technical Advice (2) Apply Technical Advice filter
- Compliance table (1) Apply Compliance table filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Technical Standards X Q&A X Final Report X Warnings and publications for investors X Management Board X Innovation and Products X Corporate Information X Corporate Governance X Market data X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
01/04/2022 | ESMA74-47-607 | EMIR_and_SFTR_dq_report | Market data, Supervisory convergence | Final Report | PDF 1.53 MB |
||||
29/03/2022 | ESMA74-362-2448 | Final Report management body | Market data | Final Report | PDF 240.85 KB |
||||
25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
||||
25/05/2021 | ESMA74-362-1986 | Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories | Market data, Post Trading, Securities Financing Transactions | Final Report | PDF 629.81 KB |
||||
15/04/2021 | ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Final Report | PDF 791.94 KB |
||||
06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
||||
30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
||||
26/03/2021 | ESMA74-362-1830 | Final report on DRSP fees | Market data | Final Report | PDF 442 KB |
||||
26/03/2021 | ESMA74-362-1917 | ESMA advice on the criteria for DRSP | Market data | Final Report | PDF 344.96 KB |
||||
18/12/2020 | ESMA50-157-2403 | Final report on Guidelines on outsourcing to cloud service providers | Innovation and Products | Final Report | PDF 384.63 KB |
||||
11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
15/03/2018 | JC-2018-04 | Joint Committee Final Report on Big Data | Innovation and Products | Final Report | PDF 520.31 KB |
||||
18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
||||
01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
21/05/2015 | 2015/856 Ann1 | Investment-based crowdfunding- Insights from regulators in the EU | Innovation and Products | Final Report | PDF 319.65 KB |
||||
18/12/2014 | 2014/1560 | Advice- Investment-based crowdfunding | Innovation and Products | Final Report | PDF 482.2 KB |
Crowdfunding is a means of raising finance for projects from ‘the crowd’ often by means of an internet-based platform through which project owners ‘pitch’ their idea to potential backers, who are typically not professional investors. It takes many forms, not all of which involve the potential for a financial return. ESMA’s focus is on crowdfunding which involves investment, as distinct from donation, non-monetary reward or loan agreement.Crowdfunding is relatively young and business models are evolving. EU financial services rules were not designed with the industry in mind. Within investment-based crowdfunding a range of different operational structures are used so it is not straightforward to map crowdfunding platforms’ activities to those regulated under EU legislation. Member States and NCAs have been working out how to treat crowdfunding, with some dealing with issues case-by-case, some seeking to clarify how crowdfunding fits into existing rules and others introducing specific requirements.To assist NCAs and market participants, and to promote regulatory and supervisory convergence, ESMA has assessed typical investment-based crowdfunding business models and how they could evolve, risks typically involved for project owners, investors and the platforms themselves and the likely components of an appropriate regulatory regime. ESMA then prepared a detailed analysis of how the typical business models map across to the existing EU legislation, set out in sections 1 to 6 of this document. | |||
23/09/2014 | 2014/1164 Annex | Annex to the Statement by Steven Maijoor, Chair of ESMA to the ECON hearing, 23 September 2014 | Corporate Information | Final Report | PDF 503.01 KB |